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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

21 hedge funds and large institutions have $229M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

5% more funds holding

Funds holding: 2021 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4% less capital invested

Capital invested by funds: $237M → $229M (-$8.38M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.33%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
5
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$189M -$7.29M -218,973 -4%
LPL Financial
2
LPL Financial
California
$23.9M +$140K +4,209 +0.6%
Bank of America
3
Bank of America
North Carolina
$5.91M -$309K -9,270 -5%
SWIM
4
Smallwood Wealth Investment Management
New Jersey
$2.81M +$899 +27 +0%
RJA
5
Raymond James & Associates
Florida
$1.19M +$49.1K +1,474 +4%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.15M -$1.03M -31,048 -46%
Morgan Stanley
7
Morgan Stanley
New York
$1.05M -$20K -601 -2%
Citadel Advisors
8
Citadel Advisors
Florida
$930K +$78.7K +2,364 +9%
GIA
9
Gladstone Institutional Advisory
Florida
$854K +$896K +26,920 New
EAM
10
Empirical Asset Management
Massachusetts
$772K +$811K +24,352 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$306K -$3.2K -96 -1%
OIA
12
OneDigital Investment Advisors
Kansas
$282K -$18.3K -550 -6%
Jane Street
13
Jane Street
New York
$271K +$284K +8,533 New
UBS Group
14
UBS Group
Switzerland
$44.9K -$94.1K -2,826 -67%
FCA
15
FinTrust Capital Advisors
South Carolina
$24.6K
TRCT
16
Tower Research Capital (TRC)
New York
$23K -$2.23K -67 -8%
Osaic Holdings
17
Osaic Holdings
Arizona
$20.9K
SPIA
18
Steward Partners Investment Advisory
New York
$15.9K
Fidelity Investments
19
Fidelity Investments
Massachusetts
$2.98K
BAM
20
Belpointe Asset Management
Nevada
$1.27K
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$921 +$94.7K +2,844 +11%
JP Morgan Chase
22
JP Morgan Chase
New York
-$60K -1,874 Closed

CSML Hedge Fund Activity: Q1 2023 in Review

21 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q1 2023, worth a combined $229M — down 3.5% from $237M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new CSML positions and 1 closed out — a net gain of 2 holders — while 5 added to existing stakes and 8 trimmed.

The largest buyer was Gladstone Institutional Advisory, opening a new position worth an estimated $896K. The largest seller was New York Life Investment Management, cutting an estimated $7.29M.

  • 21 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q1 2023, up from 20 in Q4 2022.
  • Funds reported $229M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q1 2023, down 3.5% quarter-over-quarter.
  • 3 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q1 2023 and 1 closed out, a net change of +2 holders.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q1 2023 was Gladstone Institutional Advisory, an estimated $896K added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q1 2023 was New York Life Investment Management, an estimated $7.29M sold.

Based on aggregated 13F filings for Q1 2023.