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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

23 hedge funds and large institutions have $185M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2023 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

12% more capital invested

Capital invested by funds: $166M → $185M (+$19.1M)

5% more funds holding

Funds holding: 2223 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.34%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
2
Increased
6
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$146M -$1.16M -36,346 -0.9%
LPL Financial
2
LPL Financial
California
$19.8M -$4.91M -153,298 -22%
Bank of America
3
Bank of America
North Carolina
$5.7M -$575K -17,960 -10%
SWIM
4
Smallwood Wealth Investment Management
New Jersey
$3.31M +$129K +4,026 +5%
Morgan Stanley
5
Morgan Stanley
New York
$2.19M +$970K +30,271 +99%
RJA
6
Raymond James & Associates
Florida
$1.62M +$175K +5,461 +14%
GIA
7
Gladstone Institutional Advisory
Florida
$1.48M -$90.9K -2,838 -6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.17M -$11.1K -348 -1%
EAM
9
Empirical Asset Management
Massachusetts
$912K -$9.32K -291 -1%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$853K +$299K +9,320 +65%
GS
11
GTS Securities
New York
$618K -$1.2M -37,445 -69%
Citadel Advisors
12
Citadel Advisors
Florida
$335K -$201K -6,273 -40%
Goldman Sachs
13
Goldman Sachs
New York
$312K +$278K +8,668 New
HighTower Advisors
14
HighTower Advisors
Illinois
$238K +$705 +22 +0.3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$227K -$3.2K -100 -2%
ASN
16
Advisory Services Network
Georgia
$100K +$89.1K +2,780 New
FCA
17
FinTrust Capital Advisors
South Carolina
$27.8K
Osaic Holdings
18
Osaic Holdings
Arizona
$23.8K
TRCT
19
Tower Research Capital (TRC)
New York
$20.6K -$4K -125 -18%
SPIA
20
Steward Partners Investment Advisory
New York
$18.1K
Comerica Bank
21
Comerica Bank
Texas
$9.27K
Fidelity Investments
22
Fidelity Investments
Massachusetts
$7.86K +$32 +1 +0.5%
GJIA
23
Glass Jacobson Investment Advisors
Maryland
$7.21K
OIA
24
OneDigital Investment Advisors
Kansas
-$217K -6,963 Closed

CSML Hedge Fund Activity: Q4 2023 in Review

23 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q4 2023, worth a combined $185M — up 12% from $166M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new CSML positions and 1 closed out — a net gain of 1 holder — while 6 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $970K. The largest seller was LPL Financial, cutting an estimated $4.91M.

  • 23 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q4 2023, up from 22 in Q3 2023.
  • Funds reported $185M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q4 2023, up 12% quarter-over-quarter.
  • 2 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q4 2023 and 1 closed out, a net change of +1 holder.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q4 2023 was Morgan Stanley, an estimated $970K added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q4 2023 was LPL Financial, an estimated $4.91M sold.

Based on aggregated 13F filings for Q4 2023.