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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

24 hedge funds and large institutions have $156M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2020 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 14 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

49% more capital invested

Capital invested by funds: $105M → $156M (+$51.3M)

4% more funds holding

Funds holding: 2324 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

79% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 14

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.42%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
3
Reduced
14
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$135M +$18.1M +697,947 +18%
Bank of America
2
Bank of America
North Carolina
$5.16M -$125K -4,826 -3%
Morgan Stanley
3
Morgan Stanley
New York
$4.92M -$60.8K -2,341 -1%
RJA
4
Raymond James & Associates
Florida
$2.63M -$359K -13,818 -13%
Stifel Financial
5
Stifel Financial
Missouri
$2.28M -$54K -2,082 -3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.66M -$32.4K -1,247 -2%
LPL Financial
7
LPL Financial
California
$919K -$156 -6 -0%
Citadel Advisors
8
Citadel Advisors
Florida
$743K +$661K +25,473 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$706K -$1.89M -72,881 -75%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$691K +$32.5K +1,253 +6%
CA
11
Cetera Advisors
Colorado
$618K -$132K -5,072 -19%
OIA
12
OneDigital Investment Advisors
Kansas
$447K -$40.8K -1,570 -9%
FA
13
Faithward Advisors
Pennsylvania
$258K -$4.21K -162 -2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$161K -$2.23K -86 -2%
UBS Group
15
UBS Group
Switzerland
$140K +$90.6K +3,490 +267%
Wells Fargo
16
Wells Fargo
California
$26K -$28.3K -1,092 -55%
FCA
17
FinTrust Capital Advisors
South Carolina
$22K -$42.3K -1,630 -68%
WWMSC
18
Wagner Wealth Management (South Carolina)
South Carolina
$22K +$19.6K +755 New
Osaic Holdings
19
Osaic Holdings
Arizona
$17K -$18.2K -700 -54%
RCA
20
Ranch Capital Advisors
Florida
$17K
SPIA
21
Steward Partners Investment Advisory
New York
$15K
APA
22
American Portfolios Advisors
New York
$8.32K
Citigroup
23
Citigroup
New York
$2K
CCM
24
Cribstone Capital Management
Maine
$2K
AWA
25
Arkadios Wealth Advisors
Georgia
-$8.72K -365 Closed

CSML Hedge Fund Activity: Q4 2020 in Review

24 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q4 2020, worth a combined $156M — up 49% from $105M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new CSML positions and 1 closed out — a net gain of 1 holder — while 3 added to existing stakes and 14 trimmed.

The largest buyer was New York Life Investment Management, adding an estimated $18.1M. The largest seller was Susquehanna International Group, cutting an estimated $1.89M.

  • 24 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q4 2020, up from 23 in Q3 2020.
  • Funds reported $156M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q4 2020, up 49% quarter-over-quarter.
  • 2 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q4 2020 and 1 closed out, a net change of +1 holder.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q4 2020 was New York Life Investment Management, an estimated $18.1M added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q4 2020 was Susquehanna International Group, an estimated $1.89M sold.

Based on aggregated 13F filings for Q4 2020.