Cetera Advisors’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Cetera Advisors’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-19,495	Closed	-$685K	–	1498
2022 Q1	$685K	Sell	19,495 -1,101	-5%	-$38.4K	0.01%	750
2021 Q4	$757K	Sell	20,596 -800	-4%	-$29.2K	0.02%	708
2021 Q3	$755K	Buy	21,396 +860	+4%	+$30.1K	0.01%	709
2021 Q2	$733K	Sell	20,536 -637	-3%	-$22.6K	0.02%	661
2021 Q1	$731K	Hold	21,173	–	–	0.02%	590
2020 Q4	$618K	Sell	21,173 -5,072	-19%	-$132K	0.02%	561
2020 Q3	$581K	Sell	26,245 -1,192	-4%	-$27K	0.02%	506
2020 Q2	$594K	Sell	27,437 -1,607	-6%	-$31.9K	0.03%	484
2020 Q1	$501K	Sell	29,044 -594	-2%	-$14.2K	0.03%	469
2019 Q4	$813K	Buy	29,638 +783	+3%	+$20.6K	0.03%	424
2019 Q3	$722K	Sell	28,855 -962	-3%	-$23.8K	0.03%	438
2019 Q2	$739K	Sell	29,817 -1,530	-5%	-$37.9K	0.03%	456
2019 Q1	$774K	Buy	31,347 +87	+0.3%	+$2.19K	0.04%	383
2018 Q4	$699K	Sell	31,260 -28,125	-47%	-$703K	0.04%	389
2018 Q3	$1.68M	Buy	59,385 +5,936	+11%	+$172K	0.08%	241
2018 Q2	$1.52M	Sell	53,449 -1,946	-4%	-$55K	0.09%	228
2018 Q1	$1.51M	Buy	55,395 +2,879	+5%	+$81.3K	0.09%	223
2017 Q4	$1.47M	Buy	52,516 +21,953	+72%	+$608K	0.09%	224
2017 Q3	$823K	Buy	30,563 +555	+2%	+$14K	0.05%	352
2017 Q2	$765K	Buy	+30,008	New	+$755K	0.05%	363

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SWIM

Smallwood Wealth Investment Management Red Bank, New Jersey $190M AUM 18.25% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Cetera Advisors's CSML Position: Q2 2022 in Review

Cetera Advisors sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q2 2022, closing a stake of 19,495 shares — an estimated $685K sold.

Cetera Advisors first reported a position in CSML in Q2 2017 and held it in 20 quarters. The position peaked at $1.68M in Q3 2018. 21 funds tracked by Wall St. Rank hold CSML as of Q2 2022.

Cetera Advisors reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q2 2022 after selling out during the quarter.
Cetera Advisors sold 19,495 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q2 2022, an estimated $685K.
Cetera Advisors first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q2 2017 and held it in 20 quarters.
Cetera Advisors's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $1.68M in Q3 2018.
21 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q2 2022.

Based on Cetera Advisors's 13F filing for Q2 2022, filed 11 Aug 2022.