Cambridge Investment Research Advisors’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Cambridge Investment Research Advisors’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-56,456	Closed	-$1.42M	–	2486
2019 Q3	$1.42M	Sell	56,456 -1,017	-2%	-$25.2K	0.01%	892
2019 Q2	$1.43M	Buy	57,473 +4,493	+8%	+$111K	0.01%	860
2019 Q1	$1.31M	Buy	52,980 +4,321	+9%	+$109K	0.01%	900
2018 Q4	$1.09M	Sell	48,659 -3,988	-8%	-$99.7K	0.01%	894
2018 Q3	$1.49M	Buy	52,647 +1,343	+3%	+$39K	0.01%	809
2018 Q2	$1.47M	Buy	51,304 +1,591	+3%	+$45K	0.02%	777
2018 Q1	$1.36M	Buy	+49,713	New	+$1.4M	0.02%	786

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CCM

Cribstone Capital Management Augusta, Maine $172M AUM 13.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cambridge Investment Research Advisors's CSML Position: Q4 2019 in Review

Cambridge Investment Research Advisors sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q4 2019, closing a stake of 56,456 shares — an estimated $1.42M sold.

Cambridge Investment Research Advisors first reported a position in CSML in Q1 2018 and held it in 7 quarters. The position peaked at $1.49M in Q3 2018. 30 funds tracked by Wall St. Rank hold CSML as of Q4 2019.

Cambridge Investment Research Advisors reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q4 2019 after selling out during the quarter.
Cambridge Investment Research Advisors sold 56,456 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q4 2019, an estimated $1.42M.
Cambridge Investment Research Advisors first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q1 2018 and held it in 7 quarters.
Cambridge Investment Research Advisors's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $1.49M in Q3 2018.
30 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q4 2019.

Based on Cambridge Investment Research Advisors's 13F filing for Q4 2019, filed 4 Feb 2020.