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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMLP
4101
DELISTED
iPath S&P MLP ETN
IMLP
$21K ﹤0.01%
1,400
– –
RADA
4102
DELISTED
Rada Electronic Industries Ltd
RADA
$21K ﹤0.01%
4,000
– –
DUC
4103
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$21K ﹤0.01%
2,370
-728
-23% -$6.66K
SRF
4104
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$21K ﹤0.01%
3,164
-1,190
-27% -$7.11K
UCFC
4105
DELISTED
United Community Financial Corp
UCFC
$21K ﹤0.01%
1,829
-402
-18% -$4.49K
CENTA icon
4106
Central Garden & Pet Co Class A
CENTA
$2.37B
$20K ﹤0.01%
826
+410
+99% +$9.21K
COOP
4107
DELISTED
Mr. Cooper
COOP
$20K ﹤0.01%
1,606
+601
+60% +$7.38K
CTO
4108
CTO Realty Growth
CTO
$824M
$20K ﹤0.01%
1,249
+4
+0.3% +$69
CXSE icon
4109
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$493M
$20K ﹤0.01%
658
-460
-41% -$17.7K
EIRL icon
4110
iShares MSCI Ireland ETF
EIRL
$75.6M
$20K ﹤0.01%
1,261
-1,118
-47% -$49.1K
FBNC icon
4111
First Bancorp
FBNC
$2.6B
$20K ﹤0.01%
499
-215
-30% -$8.23K
FXY icon
4112
Invesco CurrencyShares Japanese Yen Trust
FXY
$438M
$20K ﹤0.01%
318
-169
-35% -$14.8K
GLNG icon
4113
Golar LNG
GLNG
$5B
$20K ﹤0.01%
1,389
-612
-31% -$8.29K
GOGO icon
4114
Gogo Inc
GOGO
$565M
$20K ﹤0.01%
3,095
– –
HLX icon
4115
Helix Energy Solutions
HLX
$1.4B
$20K ﹤0.01%
2,031
– –
KELYA icon
4116
Kelly Services Class A
KELYA
$514M
$20K ﹤0.01%
918
-102
-10% -$2.3K
MSTR icon
4117
Strategy Inc
MSTR
$34.1B
$20K ﹤0.01%
1,400
+70
+5% +$1.04K
MUX icon
4118
McEwen Inc
MUX
$1.03B
$20K ﹤0.01%
1,553
-10
-0.6% -$141
NVST icon
4119
Envista
NVST
$4.44B
$20K ﹤0.01%
+666
New +$18.9K
OVLY icon
4120
Oak Valley Bancorp
OVLY
$285M
$20K ﹤0.01%
1,008
– –
PGHY icon
4121
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$20K ﹤0.01%
888
-761
-46% -$17.4K
TGI
4122
DELISTED
Triumph Group
TGI
$20K ﹤0.01%
769
+61
+9% +$1.51K
TR icon
4123
Tootsie Roll Industries
TR
$2.93B
$20K ﹤0.01%
737
– –
WSBF icon
4124
Waterstone Financial
WSBF
$370M
$20K ﹤0.01%
1,057
+260
+33% +$4.79K
ZUMZ icon
4125
Zumiez
ZUMZ
$332M
$20K ﹤0.01%
590
– –
163 164
165
166 167

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.