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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMK icon
4051
Weis Markets
WMK
$1.92B
$23K ﹤0.01%
565
-32
-5% -$1.24K
SP
4052
DELISTED
SP Plus Corporation
SP
$23K ﹤0.01%
556
+356
+178% +$15K
SIEN
4053
DELISTED
Sientra, Inc.
SIEN
$23K ﹤0.01%
254
+10
+4% +$754
FRBK
4054
DELISTED
Republic First Bancorp Inc
FRBK
$23K ﹤0.01%
5,576
– –
HMLP
4055
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$23K ﹤0.01%
1,458
-2,989
-67% -$46.3K
IECS
4056
DELISTED
iShares Evolved U.S. Consumer Staples ETF
IECS
$23K ﹤0.01%
+813
New +$22.6K
IEHS
4057
DELISTED
iShares Evolved U.S. Healthcare Staples ETF
IEHS
$23K ﹤0.01%
723
+463
+178% +$14K
KDMN
4058
DELISTED
Kadmon Holdings, Inc.
KDMN
$23K ﹤0.01%
5,000
– –
HEWL
4059
DELISTED
iShares Currency Hedged MSCI Switzerland ETF
HEWL
$23K ﹤0.01%
+741
New +$22.4K
JPGE
4060
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
$23K ﹤0.01%
376
– –
ARGX icon
4061
argenx
ARGX
$53.5B
$22K ﹤0.01%
+139
New +$18.8K
BSCS icon
4062
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.55B
$22K ﹤0.01%
1,000
– –
BTG icon
4063
B2Gold
BTG
$4.98B
$22K ﹤0.01%
5,437
+559
+11% +$1.97K
CENT icon
4064
Central Garden & Pet Co
CENT
$2.7B
$22K ﹤0.01%
895
– –
EGO icon
4065
Eldorado Gold
EGO
$7.88B
$22K ﹤0.01%
2,732
– –
ELP
4066
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$22K ﹤0.01%
3,208
-3,292
-51% -$18.6K
ENOV icon
4067
Enovis
ENOV
$1.66B
$22K ﹤0.01%
343
+38
+12% +$2.15K
FTRI icon
4068
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
$22K ﹤0.01%
1,735
– –
GDL
4069
GDL Fund
GDL
$92.6M
$22K ﹤0.01%
2,355
+814
+53% +$7.49K
NMR icon
4070
Nomura Holdings
NMR
$28.1B
$22K ﹤0.01%
4,339
+5
+0.1% +$24
PNTG icon
4071
Pennant Group
PNTG
$1.4B
$22K ﹤0.01%
+661
New +$15.1K
QUAD icon
4072
Quad
QUAD
$511M
$22K ﹤0.01%
4,675
+1,018
+28% +$6.36K
SEB icon
4073
Seaboard Corp
SEB
$4.27B
$22K ﹤0.01%
5
– –
SLX icon
4074
VanEck Steel ETF
SLX
$169M
$22K ﹤0.01%
607
-1,039
-63% -$37.3K
TNET icon
4075
TriNet
TNET
$2.99B
$22K ﹤0.01%
393
-97
-20% -$5.4K
161 162
163
164 165

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.