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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMSC icon
4026
American Superconductor
AMSC
$1.44B
$23K ﹤0.01%
2,927
– –
ARCB icon
4027
ArcBest
ARCB
$3.23B
$23K ﹤0.01%
812
-804
-50% -$23.2K
BBSI icon
4028
Barrett Business Services
BBSI
$961M
$23K ﹤0.01%
1,008
– –
BRC icon
4029
Brady Corp
BRC
$4.44B
$23K ﹤0.01%
420
-211
-33% -$11.8K
COHU icon
4030
Cohu
COHU
$2.28B
$23K ﹤0.01%
1,000
+58
+6% +$1.04K
CPRI icon
4031
Capri Holdings
CPRI
$1.83B
$23K ﹤0.01%
589
-228
-28% -$7.87K
EWQ icon
4032
iShares MSCI France ETF
EWQ
$335M
$23K ﹤0.01%
711
+50
+8% +$1.57K
GLTR icon
4033
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.46B
$23K ﹤0.01%
308
– –
GMS
4034
DELISTED
GMS Inc
GMS
$23K ﹤0.01%
844
+100
+13% +$2.93K
GRPN icon
4035
Groupon
GRPN
$1.06B
$23K ﹤0.01%
486
+18
+4% +$999
HGLB
4036
Highland Global Allocation Fund
HGLB
$176M
$23K ﹤0.01%
2,423
-3,378
-58% -$31.6K
INO icon
4037
Inovio Pharmaceuticals
INO
$54.4M
$23K ﹤0.01%
590
+16
+3% +$482
JOUT icon
4038
Johnson Outdoors
JOUT
$495M
$23K ﹤0.01%
302
+10
+3% +$654
KF
4039
Korea Fund
KF
$234M
$23K ﹤0.01%
785
+574
+272% +$16.3K
MAG
4040
DELISTED
MAG Silver
MAG
$23K ﹤0.01%
1,906
– –
MATW icon
4041
Matthews International
MATW
$862M
$23K ﹤0.01%
580
-104
-15% -$3.81K
NDLS icon
4042
Noodles & Co
NDLS
$110M
$23K ﹤0.01%
513
– –
NVGS icon
4043
Navigator Holdings
NVGS
$1.38B
$23K ﹤0.01%
1,700
– –
RPD icon
4044
Rapid7
RPD
$650M
$23K ﹤0.01%
410
-776
-65% -$40.4K
SCNI
4045
Scinai Immunotherapeutics
SCNI
$1.35M
$23K ﹤0.01%
25
– –
THRM icon
4046
Gentherm
THRM
$1.25B
$23K ﹤0.01%
525
+420
+400% +$17.9K
TSI
4047
TCW Strategic Income Fund
TSI
$213M
$23K ﹤0.01%
3,981
+2,000
+101% +$11.6K
UMH
4048
UMH Properties
UMH
$1.29B
$23K ﹤0.01%
1,422
+13
+0.9% +$196
USL icon
4049
United States 12 Month Oil Fund,
USL
$44.9M
$23K ﹤0.01%
977
+18
+2% +$386
VCYT icon
4050
Veracyte
VCYT
$3.71B
$23K ﹤0.01%
830
+61
+8% +$1.58K
160 161
162
163 164

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.