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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALX icon
4001
Calix
CALX
$2.22B
$24K ﹤0.01%
3,000
– –
ECF
4002
Ellsworth Growth & Income Fund
ECF
$167M
$24K ﹤0.01%
2,000
– –
GEF icon
4003
Greif
GEF
$4.88B
$24K ﹤0.01%
539
+75
+16% +$3.1K
GHM icon
4004
Graham Corp
GHM
$1.13B
$24K ﹤0.01%
1,108
+832
+301% +$18K
KEMQ icon
4005
KraneShares Emerging Markets Consumer Technology Index ETF
KEMQ
$25.3M
$24K ﹤0.01%
1,025
-105
-9% -$2.4K
NGD
4006
DELISTED
New Gold Inc
NGD
$24K ﹤0.01%
27,300
-695
-2% -$629
OXM icon
4007
Oxford Industries
OXM
$573M
$24K ﹤0.01%
314
+40
+15% +$2.89K
PROV icon
4008
Provident Financial
PROV
$112M
$24K ﹤0.01%
1,097
-44
-4% -$934
RICK icon
4009
RCI Hospitality Holdings
RICK
$195M
$24K ﹤0.01%
1,166
– –
SENS icon
4010
Senseonics Holdings Inc
SENS
$258M
$24K ﹤0.01%
1,327
– –
SID icon
4011
Companhia Siderúrgica Nacional
SID
$1.31B
$24K ﹤0.01%
6,927
+149
+2% +$464
SMMD icon
4012
iShares Russell 2500 ETF
SMMD
$3.54B
$24K ﹤0.01%
500
– –
THQ
4013
abrdn Healthcare Opportunities Fund
THQ
$779M
$24K ﹤0.01%
1,242
-1,100
-47% -$19.9K
TRMK icon
4014
Trustmark
TRMK
$2.75B
$24K ﹤0.01%
725
+151
+26% +$5.22K
TPC
4015
Tutor Perini Cor
TPC
$4.45B
$24K ﹤0.01%
1,981
+527
+36% +$8.12K
NM
4016
DELISTED
Navios Maritime Holdings Inc.
NM
$24K ﹤0.01%
5,300
– –
IDHD
4017
DELISTED
Invesco S&P International Developed High Dividend Low Volatility ETF
IDHD
$24K ﹤0.01%
835
+20
+2% +$566
PTE
4018
DELISTED
PolarityTE, Inc. Common Stock
PTE
$24K ﹤0.01%
369
– –
NGHC
4019
DELISTED
National General Holdings Corp
NGHC
$24K ﹤0.01%
1,098
+499
+83% +$10.9K
ZMLP
4020
DELISTED
Direxion Zacks MLP High Income Index Shares
ZMLP
$24K ﹤0.01%
+250
New +$24K
UBIO
4021
DELISTED
Proshares UltraPro NASDAQ Biotechnology
UBIO
$24K ﹤0.01%
720
– –
LVL
4022
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$24K ﹤0.01%
1,976
– –
FRAK
4023
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$24K ﹤0.01%
215
– –
ACHC icon
4024
Acadia Healthcare
ACHC
$2.72B
$23K ﹤0.01%
719
-4
-0.6% -$125
OSG
4025
Octave Specialty Group
OSG
$242M
$23K ﹤0.01%
1,080
– –
159 160
161
162 163

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.