We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MZTI
3951
The Marzetti Company
MZTI
$2.95B
$26K ﹤0.01%
166
-100
-38% -$15.1K
MIY icon
3952
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$26K ﹤0.01%
1,857
+22
+1% +$309
OTLK icon
3953
Outlook Therapeutics
OTLK
$194M
$26K ﹤0.01%
2,202
+1,398
+174% +$32.5K
SAH icon
3954
Sonic Automotive
SAH
$3.17B
$26K ﹤0.01%
844
+252
+43% +$7.97K
SHG icon
3955
Shinhan Financial Group
SHG
$34B
$26K ﹤0.01%
688
+28
+4% +$1.04K
TWM icon
3956
ProShares UltraShort Russell2000
TWM
$43.8M
$26K ﹤0.01%
105
– –
VNCE icon
3957
Vince Holding Corp
VNCE
$80.7M
$26K ﹤0.01%
1,500
– –
VRIG icon
3958
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$26K ﹤0.01%
1,048
-20
-2% -$499
VVX icon
3959
V2X
VVX
$2.72B
$26K ﹤0.01%
570
+51
+10% +$2.46K
PRSU
3960
Pursuit Attractions and Hospitality Inc
PRSU
$1.4B
$26K ﹤0.01%
393
+12
+3% +$778
JOYY
3961
JOYY Inc
JOYY
$3.68B
$26K ﹤0.01%
494
+281
+132% +$16.5K
LUMO
3962
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$26K ﹤0.01%
1,152
+1,111
+2,710% +$15.8K
HALL
3963
DELISTED
Hallmark Financial Services, Inc.
HALL
$26K ﹤0.01%
151
+8
+6% +$1.46K
TWNK
3964
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$26K ﹤0.01%
1,801
-586
-25% -$7.97K
MINI
3965
DELISTED
Mobile Mini Inc
MINI
$26K ﹤0.01%
678
+228
+51% +$8.6K
ADIL
3966
Adial Pharmaceuticals
ADIL
$7.2M
$25K ﹤0.01%
17
+10
+143% +$10.5K
ANIP icon
3967
ANI Pharmaceuticals
ANIP
$1.83B
$25K ﹤0.01%
405
+98
+32% +$6.49K
BBAX icon
3968
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.78B
$25K ﹤0.01%
464
-23
-5% -$1.16K
BBUS icon
3969
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.78B
$25K ﹤0.01%
430
– –
BLDR icon
3970
Builders FirstSource
BLDR
$7.1B
$25K ﹤0.01%
983
+898
+1,056% +$21.5K
CDNA icon
3971
CareDx
CDNA
$1.97B
$25K ﹤0.01%
1,192
+191
+19% +$4.38K
VISN
3972
Vistance Networks Inc
VISN
$2.64B
$25K ﹤0.01%
1,807
-3,788
-68% -$49.1K
CPZ
3973
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$258M
$25K ﹤0.01%
+1,250
New +$24.9K
DLX icon
3974
Deluxe
DLX
$1.19B
$25K ﹤0.01%
496
+85
+21% +$4.23K
DSX icon
3975
Diana Shipping
DSX
$286M
$25K ﹤0.01%
11,835
-200
-2% -$484
157 158
159
160 161

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.