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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPM icon
3976
Evolution Petroleum
EPM
$129M
$25K ﹤0.01%
4,510
-7,324
-62% -$40.3K
GOOD
3977
Gladstone Commercial Corp
GOOD
$602M
$25K ﹤0.01%
1,172
-7,303
-86% -$166K
HPP
3978
Hudson Pacific Properties
HPP
$756M
$25K ﹤0.01%
96
+62
+182% +$15.3K
NETL icon
3979
Colterpoint Net Lease Real Estate ETF
NETL
$54.2M
$25K ﹤0.01%
900
– –
SACH
3980
Sachem Capital Corp
SACH
$39.3M
$25K ﹤0.01%
5,832
– –
TGLS icon
3981
Tecnoglass
TGLS
$1.93B
$25K ﹤0.01%
3,000
– –
UFCS icon
3982
United Fire Group
UFCS
$1.32B
$25K ﹤0.01%
582
+33
+6% +$1.48K
UNFI icon
3983
United Natural Foods
UNFI
$3.03B
$25K ﹤0.01%
2,834
+563
+25% +$4.54K
XES icon
3984
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$370M
$25K ﹤0.01%
305
+92
+43% +$6.57K
XSHD icon
3985
Invesco S&P SmallCap High Dividend Low Volatility ETF
XSHD
$71.4M
$25K ﹤0.01%
1,026
+14
+1% +$338
QHY
3986
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$236M
$25K ﹤0.01%
630
-174
-22% -$8.97K
TTOO
3987
DELISTED
T2 Biosystems, Inc
TTOO
$25K ﹤0.01%
4
– –
TRHC
3988
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$25K ﹤0.01%
515
-55
-10% -$2.58K
LCI
3989
DELISTED
Lannett Company, Inc.
LCI
$25K ﹤0.01%
+718
New +$29.2K
CYBE
3990
DELISTED
Cyberoptics Corp
CYBE
$25K ﹤0.01%
1,355
-620
-31% -$10.5K
SRLP
3991
DELISTED
SPRAGUE RESOURCES LP
SRLP
$25K ﹤0.01%
1,500
– –
NUM
3992
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$25K ﹤0.01%
1,719
+754
+78% +$10.6K
CNXM
3993
DELISTED
CNX Midstream Partners LP
CNXM
$25K ﹤0.01%
1,545
+499
+48% +$7.17K
UGAZ
3994
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$25K ﹤0.01%
+365
New +$46.2K
CHIX
3995
DELISTED
Global X MSCI China Financials ETF
CHIX
$25K ﹤0.01%
1,537
-403
-21% -$6.38K
JHMS
3996
DELISTED
John Hancock Multifactor Consumer Staples ETF
JHMS
$25K ﹤0.01%
843
– –
BDSI
3997
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$25K ﹤0.01%
3,946
– –
HAUD
3998
DELISTED
iShares Currency Hedged MSCI Australia ETF
HAUD
$25K ﹤0.01%
971
+345
+55% +$9.3K
WLH
3999
DELISTED
WILLIAM LYON HOMES
WLH
$25K ﹤0.01%
1,298
-1,692
-57% -$34.6K
ALLK
4000
DELISTED
Allakos
ALLK
$24K ﹤0.01%
250
– –
158 159
160
161 162

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.