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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESTC icon
3926
Elastic
ESTC
$6.7B
$27K ﹤0.01%
420
+120
+40% +$8.8K
FLQS icon
3927
Franklin US Small Cap Multifactor Index ETF
FLQS
$51.5M
$27K ﹤0.01%
930
– –
HOPE icon
3928
Hope Bancorp
HOPE
$1.78B
$27K ﹤0.01%
1,841
-515
-22% -$7.47K
KFFB icon
3929
Kentucky First Federal Bancorp
KFFB
$44.1M
$27K ﹤0.01%
3,545
+1,688
+91% +$12.7K
LAUR icon
3930
Laureate Education
LAUR
$5.23B
$27K ﹤0.01%
1,582
+187
+13% +$3.08K
OI icon
3931
O-I Glass
OI
$1.08B
$27K ﹤0.01%
2,225
-1,606
-42% -$16K
PFO
3932
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$27K ﹤0.01%
2,202
– –
POST icon
3933
Post Holdings
POST
$4.17B
$27K ﹤0.01%
382
-57
-13% -$3.9K
RRX icon
3934
Regal Rexnord
RRX
$13.7B
$27K ﹤0.01%
313
-374
-54% -$29.7K
TMP icon
3935
Tompkins Financial
TMP
$1.41B
$27K ﹤0.01%
301
– –
WOR icon
3936
Worthington Enterprises
WOR
$2.74B
$27K ﹤0.01%
1,030
+2
+0.2% +$47
WPRT
3937
Westport Fuel Systems
WPRT
$33.8M
$27K ﹤0.01%
1,103
-86
-7% -$2.21K
PBFX
3938
DELISTED
PBF LOGISTICS LP
PBFX
$27K ﹤0.01%
1,329
– –
ESBK
3939
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$27K ﹤0.01%
1,785
-105
-6% -$1.55K
IPFF
3940
DELISTED
iShares International Preferred Stock ETF
IPFF
$27K ﹤0.01%
1,816
-84
-4% -$1.26K
ANH
3941
DELISTED
Anworth Mortgage Asset Corporation
ANH
$27K ﹤0.01%
7,710
+600
+8% +$2.08K
GLBY
3942
DELISTED
WisdomTree Yield Enhanced Global Aggregate Bond Fund
GLBY
$27K ﹤0.01%
1,006
– –
ABM icon
3943
ABM Industries
ABM
$2.81B
$26K ﹤0.01%
698
-491
-41% -$18.3K
AGX icon
3944
Argan
AGX
$8.1B
$26K ﹤0.01%
650
– –
ALRM icon
3945
Alarm.com
ALRM
$2.68B
$26K ﹤0.01%
609
+38
+7% +$1.71K
EBF icon
3946
Ennis
EBF
$546M
$26K ﹤0.01%
1,210
+109
+10% +$2.22K
ESSA
3947
DELISTED
ESSA Bancorp
ESSA
$26K ﹤0.01%
1,542
+64
+4% +$1.07K
FSS icon
3948
Federal Signal
FSS
$7.54B
$26K ﹤0.01%
805
+232
+40% +$7.57K
GGAL icon
3949
Galicia Financial Group
GGAL
$8.22B
$26K ﹤0.01%
1,583
-700
-31% -$9.25K
GLO
3950
Clough Global Opportunities Fund
GLO
$249M
$26K ﹤0.01%
2,751
-4,175
-60% -$38.7K
156 157
158
159 160

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.