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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTRE icon
3876
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.9M
$29K ﹤0.01%
655
-1,938
-75% -$95.9K
EPRT icon
3877
Essential Properties Realty Trust
EPRT
$6.76B
$29K ﹤0.01%
1,174
-40,620
-97% -$1.02M
FARO
3878
DELISTED
Faro Technologies
FARO
$29K ﹤0.01%
594
+280
+89% +$13.7K
HI
3879
DELISTED
Hillenbrand
HI
$29K ﹤0.01%
883
+46
+5% +$1.45K
IMO icon
3880
Imperial Oil
IMO
$62.3B
$29K ﹤0.01%
1,114
+2
+0.2% +$51
JKS
3881
JinkoSolar
JKS
$777M
$29K ﹤0.01%
1,278
+1,124
+730% +$19.6K
JRVR icon
3882
James River Group Holdings
JRVR
$207M
$29K ﹤0.01%
706
– –
LIQT icon
3883
LiqTech
LIQT
$22.7M
$29K ﹤0.01%
625
– –
PGRE
3884
DELISTED
Paramount Group
PGRE
$29K ﹤0.01%
2,099
-356
-15% -$4.78K
PLMR icon
3885
Palomar
PLMR
$3.61B
$29K ﹤0.01%
585
-251
-30% -$11.8K
RAMP icon
3886
LiveRamp
RAMP
$2.3B
$29K ﹤0.01%
605
– –
VATE icon
3887
INNOVATE Corp
VATE
$111M
$29K ﹤0.01%
572
-1,931
-77% -$42.5K
VEGI icon
3888
iShares MSCI Agriculture Producers ETF
VEGI
$152M
$29K ﹤0.01%
1,000
– –
EQIN
3889
Columbia U.S. Equity Income ETF
EQIN
$307M
$29K ﹤0.01%
932
+132
+17% +$3.88K
HA
3890
DELISTED
Hawaiian Holdings, Inc.
HA
$29K ﹤0.01%
1,025
-1,721
-63% -$50.3K
XWEB
3891
DELISTED
SPDR S&P Internet ETF
XWEB
$29K ﹤0.01%
357
+1
+0.3% +$80
BICK
3892
DELISTED
First Trust BICK Index Fund
BICK
$29K ﹤0.01%
979
+6
+0.6% +$163
FRTA
3893
DELISTED
Forterra, Inc
FRTA
$29K ﹤0.01%
2,500
-1,500
-38% -$14.6K
RP
3894
DELISTED
RealPage, Inc.
RP
$29K ﹤0.01%
539
-271
-33% -$15.4K
ESGF
3895
DELISTED
Invesco Global ESG Revenue ETF
ESGF
$29K ﹤0.01%
930
– –
AAON icon
3896
Aaon
AAON
$7.17B
$28K ﹤0.01%
851
-15
-2% -$486
DAN icon
3897
Dana Inc
DAN
$2.91B
$28K ﹤0.01%
1,502
+366
+32% +$6.11K
FIX icon
3898
Comfort Systems
FIX
$59.8B
$28K ﹤0.01%
564
-41
-7% -$1.99K
FPA icon
3899
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$102M
$28K ﹤0.01%
1,011
-980
-49% -$27.3K
FUSB icon
3900
First US Bancshares
FUSB
$93M
$28K ﹤0.01%
2,400
– –
154 155
156
157 158

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.