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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESE icon
3826
ESCO Technologies
ESE
$8.07B
$31K ﹤0.01%
339
+54
+19% +$4.6K
EWP icon
3827
iShares MSCI Spain ETF
EWP
$2.11B
$31K ﹤0.01%
1,107
-22
-2% -$625
FTXH icon
3828
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$57M
$31K ﹤0.01%
1,321
+645
+95% +$14K
HGV icon
3829
Hilton Grand Vacations
HGV
$3.64B
$31K ﹤0.01%
908
+330
+57% +$11.3K
HMY icon
3830
Harmony Gold Mining
HMY
$10.1B
$31K ﹤0.01%
8,685
+394
+5% +$1.26K
KOD icon
3831
Kodiak Sciences
KOD
$2.66B
$31K ﹤0.01%
425
+125
+42% +$4.55K
MRNA icon
3832
Moderna
MRNA
$23B
$31K ﹤0.01%
1,562
+802
+106% +$14.2K
ONLN icon
3833
ProShares Online Retail ETF
ONLN
$63.9M
$31K ﹤0.01%
850
– –
PK icon
3834
Park Hotels & Resorts
PK
$3.03B
$31K ﹤0.01%
1,214
-19,830
-94% -$474K
RSPN icon
3835
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$31K ﹤0.01%
1,125
– –
RVLV icon
3836
Revolve Group
RVLV
$1.82B
$31K ﹤0.01%
1,763
-144
-8% -$2.73K
TX icon
3837
Ternium
TX
$9.64B
$31K ﹤0.01%
+1,400
New +$28.5K
USPX icon
3838
Franklin US Equity Index ETF
USPX
$1.98B
$31K ﹤0.01%
935
– –
VFVA icon
3839
Vanguard US Value Factor ETF
VFVA
$896M
$31K ﹤0.01%
395
– –
NVRO
3840
DELISTED
NEVRO CORP.
NVRO
$31K ﹤0.01%
255
+53
+26% +$5.25K
ESEB
3841
DELISTED
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
$31K ﹤0.01%
1,287
– –
HVBC
3842
DELISTED
HV Bancorp, Inc. Common Stock
HVBC
$31K ﹤0.01%
1,800
– –
NIB
3843
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$31K ﹤0.01%
+1,190
New +$34.6K
MAXR
3844
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$31K ﹤0.01%
1,999
+1,000
+100% +$10.4K
ATHX
3845
DELISTED
Athersys, Inc. Common Stock
ATHX
$31K ﹤0.01%
996
+58
+6% +$1.9K
LMRK
3846
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$31K ﹤0.01%
1,864
+322
+21% +$5.43K
CTB
3847
DELISTED
Cooper Tire & Rubber Co.
CTB
$31K ﹤0.01%
1,062
-590
-36% -$16.7K
CARO
3848
DELISTED
Carolina Financial Corp.
CARO
$31K ﹤0.01%
710
+10
+1% +$394
MDR
3849
DELISTED
McDermott International
MDR
$31K ﹤0.01%
46,999
+2,431
+5% +$3.11K
LAC
3850
DELISTED
Lithium Americas Corp. Common Shares
LAC
$31K ﹤0.01%
9,366
-208
-2% -$632
152 153
154
155 156

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.