Ladenburg Thalmann Financial Services’s Carolina Financial Corp. CARO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CARO Stock Details CARO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$31K	Buy	710 +10	+1%	+$394	﹤0.01%	3875
2019 Q3	$25K	Sell	700 -82	-10%	-$2.86K	﹤0.01%	3912
2019 Q2	$27K	Hold	782	–	–	﹤0.01%	3880
2019 Q1	$27K	Buy	782 +65	+9%	+$2.25K	﹤0.01%	3826
2018 Q4	$21K	Buy	717 +301	+72%	+$10K	﹤0.01%	3859
2018 Q3	$16K	Buy	416 +25	+6%	+$1.04K	﹤0.01%	4057
2018 Q2	$15K	Hold	391	–	–	﹤0.01%	4024
2018 Q1	$15K	Hold	391	–	–	﹤0.01%	4024
2017 Q4	$15K	Buy	+391	New	+$14.5K	﹤0.01%	3981

Other funds holding CARO

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

TCM

Tributary Capital Management Omaha, Nebraska $1.22B AUM 44.12% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $258M AUM 21.23% 1-Year Est. Return

Versor Investments New York $40.8M AUM 93.59% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CARO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Carolina Financial Corp. (CARO) stake by 1.4% in Q4 2019, buying an estimated $394 and bringing the position to 710 shares worth $31K. The position accounts for ﹤0.01% of the portfolio, ranked #3875.

Ladenburg Thalmann Financial Services first reported a position in CARO in Q4 2017 and has held it in 9 quarters since. 121 funds tracked by Wall St. Rank hold CARO as of Q4 2019.

Ladenburg Thalmann Financial Services held 710 shares of Carolina Financial Corp. worth $31K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 10 Carolina Financial Corp. shares in Q4 2019, an estimated $394.
Carolina Financial Corp. made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3875 holding.
Ladenburg Thalmann Financial Services first reported a position in Carolina Financial Corp. in Q4 2017 and has held it in 9 quarters since.
121 funds tracked by Wall St. Rank held Carolina Financial Corp. as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.