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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRC
3801
DELISTED
California Resources Corporation
CRC
$33K ﹤0.01%
3,693
-189
-5% -$1.53K
EBIX
3802
DELISTED
Ebix Inc
EBIX
$33K ﹤0.01%
992
-378
-28% -$14K
UFS
3803
DELISTED
DOMTAR CORPORATION (New)
UFS
$33K ﹤0.01%
846
+25
+3% +$926
AN icon
3804
AutoNation
AN
$7.18B
$32K ﹤0.01%
653
+51
+8% +$2.58K
EFOR
3805
Everforth Inc
EFOR
$1.13B
$32K ﹤0.01%
450
-87
-16% -$5.68K
CRK icon
3806
Comstock Resources
CRK
$3.73B
$32K ﹤0.01%
3,905
-1,000
-20% -$6.98K
EAF icon
3807
GrafTech
EAF
$169M
$32K ﹤0.01%
272
+21
+8% +$2.64K
EFAD icon
3808
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$63.3M
$32K ﹤0.01%
781
+513
+191% +$20K
EP.PRC icon
3809
El Paso Energy Capital Trust I
EP.PRC
$222M
$32K ﹤0.01%
659
-148
-18% -$7.6K
FF icon
3810
Future Fuel
FF
$218M
$32K ﹤0.01%
2,600
-122
-4% -$1.45K
FRDM icon
3811
Freedom 100 Emerging Markets ETF
FRDM
$3.25B
$32K ﹤0.01%
1,175
– –
GLIN icon
3812
VanEck India Growth Leaders ETF
GLIN
$95.5M
$32K ﹤0.01%
969
-723
-43% -$23.4K
IBOC icon
3813
International Bancshares
IBOC
$4.75B
$32K ﹤0.01%
748
– –
MEI icon
3814
Methode Electronics
MEI
$486M
$32K ﹤0.01%
790
+4
+0.5% +$145
MSBI icon
3815
Midland States Bancorp
MSBI
$690M
$32K ﹤0.01%
1,121
+83
+8% +$2.29K
SMTC icon
3816
Semtech
SMTC
$10.7B
$32K ﹤0.01%
599
-210
-26% -$10.5K
SPCB icon
3817
SuperCom
SPCB
$67.1M
$32K ﹤0.01%
261
– –
TLRA
3818
DELISTED
Telaria, Inc.
TLRA
$32K ﹤0.01%
+3,650
New +$28.5K
DPLO
3819
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$32K ﹤0.01%
8,070
-5,140
-39% -$24.1K
AMNB
3820
DELISTED
American National Bankshares Inc
AMNB
$32K ﹤0.01%
+808
New +$30.1K
ACES icon
3821
ALPS Clean Energy ETF
ACES
$110M
$31K ﹤0.01%
936
-166
-15% -$5.3K
BSTZ icon
3822
BlackRock Science and Technology Term Trust
BSTZ
$1.92B
$31K ﹤0.01%
1,500
– –
BTA
3823
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$31K ﹤0.01%
2,413
+1,080
+81% +$13.8K
CLLS
3824
Cellectis
CLLS
$287M
$31K ﹤0.01%
1,831
+930
+103% +$12.4K
DBO icon
3825
Invesco DB Oil Fund
DBO
$396M
$31K ﹤0.01%
2,913
+30
+1% +$301
151 152
153
154 155

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AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.