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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELF icon
3751
e.l.f. Beauty
ELF
$4.85B
$35K ﹤0.01%
2,184
-8,569
-80% -$143K
EYE icon
3752
National Vision
EYE
$1.79B
$35K ﹤0.01%
1,092
+520
+91% +$14.3K
FRME icon
3753
First Merchants
FRME
$2.69B
$35K ﹤0.01%
848
+14
+2% +$559
GUSH icon
3754
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$249M
$35K ﹤0.01%
93
+43
+86% +$12.4K
HUYA
3755
Huya Inc
HUYA
$570M
$35K ﹤0.01%
1,835
-894
-33% -$18.9K
MHF
3756
Western Asset Municipal High Income Fund
MHF
$152M
$35K ﹤0.01%
4,565
-1,954
-30% -$14.9K
PLAY icon
3757
Dave & Buster's
PLAY
$377M
$35K ﹤0.01%
872
-105
-11% -$4.2K
PXI icon
3758
Invesco Dorsey Wright Energy Momentum ETF
PXI
$60M
$35K ﹤0.01%
1,221
– –
REAL icon
3759
The RealReal
REAL
$1.44B
$35K ﹤0.01%
1,880
-1,250
-40% -$23.9K
SNPE icon
3760
Xtrackers S&P 500 ESG ETF
SNPE
$2.6B
$35K ﹤0.01%
1,237
+117
+10% +$3.12K
SSP icon
3761
E.W. Scripps
SSP
$259M
$35K ﹤0.01%
2,239
-6
-0.3% -$86
YLD icon
3762
Principal Active High Yield ETF
YLD
$571M
$35K ﹤0.01%
1,684
-358
-18% -$7.24K
IMGN
3763
DELISTED
Immunogen Inc
IMGN
$35K ﹤0.01%
6,367
-3,296
-34% -$11.2K
SDC
3764
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$35K ﹤0.01%
4,056
-105
-3% -$1.05K
SWCH
3765
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$35K ﹤0.01%
2,381
+1,513
+174% +$22.9K
ADPT icon
3766
Adaptive Biotechnologies
ADPT
$3.87B
$34K ﹤0.01%
1,117
+58
+5% +$1.67K
ATI icon
3767
ATI
ATI
$24.8B
$34K ﹤0.01%
1,663
-1,003
-38% -$21.7K
BGR icon
3768
BlackRock Energy and Resources Trust
BGR
$417M
$34K ﹤0.01%
2,835
– –
DNN icon
3769
Denison Mines
DNN
$2.64B
$34K ﹤0.01%
80,050
-3,000
-4% -$1.33K
GGT
3770
Gabelli Multimedia Trust
GGT
$168M
$34K ﹤0.01%
4,263
-454
-10% -$3.63K
KTCC icon
3771
Key Tronic
KTCC
$43.4M
$34K ﹤0.01%
6,300
– –
PSN icon
3772
Parsons
PSN
$4.61B
$34K ﹤0.01%
814
+708
+668% +$26.4K
SCHL icon
3773
Scholastic
SCHL
$789M
$34K ﹤0.01%
896
-85
-9% -$3.2K
SYNA icon
3774
Synaptics
SYNA
$4.25B
$34K ﹤0.01%
515
-55
-10% -$2.9K
TCMD icon
3775
Tactile Systems Technology
TCMD
$636M
$34K ﹤0.01%
501
+50
+11% +$2.77K
149 150
151
152 153

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.