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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTLE
3776
DELISTED
Vital Energy
VTLE
$34K ﹤0.01%
580
+32
+6% +$1.55K
MAGN
3777
Magnera Corp
MAGN
$475M
$34K ﹤0.01%
146
+13
+10% +$2.89K
ICD
3778
DELISTED
Independence Contract Drilling, Inc.
ICD
$34K ﹤0.01%
1,713
-50
-3% -$891
FXCH
3779
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
$34K ﹤0.01%
482
– –
SAFE
3780
DELISTED
Safehold Inc.
SAFE
$34K ﹤0.01%
850
+116
+16% +$4.25K
ADT icon
3781
ADT
ADT
$5.51B
$33K ﹤0.01%
4,131
+1,553
+60% +$12.3K
BBC icon
3782
Virtus Biotech Clinical Trials ETF
BBC
$47.8M
$33K ﹤0.01%
865
+365
+73% +$10.9K
EARN
3783
Ellington Residential Mortgage REIT
EARN
$168M
$33K ﹤0.01%
3,000
– –
HIMX
3784
Himax Technologies
HIMX
$2.19B
$33K ﹤0.01%
12,565
-251
-2% -$602
IIGD icon
3785
Invesco Investment Grade Defensive ETF
IIGD
$26.8M
$33K ﹤0.01%
1,273
+1
+0.1% +$26
IMTM icon
3786
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.14B
$33K ﹤0.01%
1,051
-1,000
-49% -$30.2K
LNN icon
3787
Lindsay Corp
LNN
$1.12B
$33K ﹤0.01%
338
– –
NFRA icon
3788
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.01B
$33K ﹤0.01%
610
+191
+46% +$10K
ACH
3789
Accendra Health
ACH
$256M
$33K ﹤0.01%
6,276
-5,160
-45% -$33.1K
PTBD icon
3790
Pacer Trendpilot US Bond ETF
PTBD
$85.5M
$33K ﹤0.01%
+1,262
New +$31.8K
STAA icon
3791
STAAR Surgical
STAA
$1.21B
$33K ﹤0.01%
935
+380
+68% +$12.5K
UMBF icon
3792
UMB Financial
UMBF
$11.1B
$33K ﹤0.01%
476
-9
-2% -$597
VREX icon
3793
Varex Imaging
VREX
$467M
$33K ﹤0.01%
1,129
-20
-2% -$597
WATT icon
3794
Energous
WATT
$77.2M
$33K ﹤0.01%
31
+1
+3% +$1.49K
XFLT
3795
XAI Floating Rate & Alternative Income Trust
XFLT
$288M
$33K ﹤0.01%
817
+536
+191% +$22.9K
ARTY
3796
iShares Future AI & Tech ETF
ARTY
$3.47B
$33K ﹤0.01%
1,228
– –
FBGX
3797
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$33K ﹤0.01%
100
-89
-47% -$26.9K
AEL
3798
DELISTED
American Equity Investment Life Holding Company
AEL
$33K ﹤0.01%
1,097
+185
+20% +$5.02K
PING
3799
DELISTED
Ping Identity Holding Corp.
PING
$33K ﹤0.01%
+1,365
New +$26.1K
CTST
3800
DELISTED
CannTrust Holdings Inc. Common Share
CTST
$33K ﹤0.01%
34,051
-1,399
-4% -$1.39K
150 151
152
153 154

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.