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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPER icon
3726
United States Copper Index Fund
CPER
$761M
$36K ﹤0.01%
2,072
– –
CRAK icon
3727
VanEck Oil Refiners ETF
CRAK
$215M
$36K ﹤0.01%
1,241
+52
+4% +$1.52K
CUBI icon
3728
Customers Bancorp
CUBI
$2.65B
$36K ﹤0.01%
1,502
-106
-7% -$2.44K
EQRR icon
3729
ProShares Equities for Rising Rates ETF
EQRR
$32.4M
$36K ﹤0.01%
825
– –
AGNT
3730
AGNT Inc
AGNT
$641M
$36K ﹤0.01%
6,300
+2,000
+47% +$9.94K
KVHI icon
3731
KVH Industries
KVHI
$181M
$36K ﹤0.01%
3,230
– –
LX
3732
LexinFintech Holdings
LX
$246M
$36K ﹤0.01%
+2,615
New +$30K
MCN
3733
Madison Covered Call & Equity Strategy Fund
MCN
$117M
$36K ﹤0.01%
5,441
– –
MERC icon
3734
Mercer International
MERC
$39.5M
$36K ﹤0.01%
2,891
+101
+4% +$1.23K
MMI icon
3735
Marcus & Millichap
MMI
$1.18B
$36K ﹤0.01%
965
-11
-1% -$396
NNY icon
3736
Nuveen New York Municipal Value Fund
NNY
$156M
$36K ﹤0.01%
3,355
+1,259
+60% +$13K
OUNZ icon
3737
VanEck Merk Gold Trust
OUNZ
$2.55B
$36K ﹤0.01%
2,442
-1,128
-32% -$16.4K
RVSB icon
3738
Riverview Bancorp
RVSB
$107M
$36K ﹤0.01%
4,384
+1,546
+54% +$11.6K
TDTF icon
3739
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$36K ﹤0.01%
1,382
– –
VSH icon
3740
Vishay Intertechnology
VSH
$5.18B
$36K ﹤0.01%
1,711
– –
VXX icon
3741
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$158M
$36K ﹤0.01%
39
+35
+875% +$42.4K
TBNK
3742
DELISTED
Territorial Bancorp Inc.
TBNK
$36K ﹤0.01%
1,190
+29
+2% +$876
BEST
3743
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$36K ﹤0.01%
320
-275
-46% -$30.2K
TYME
3744
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$36K ﹤0.01%
25,450
+25,250
+12,625% +$30.6K
SYKE
3745
DELISTED
SYKES Enterprises Inc
SYKE
$36K ﹤0.01%
966
+15
+2% +$507
CPL
3746
DELISTED
CPFL Energia S.A.
CPL
$36K ﹤0.01%
2,105
– –
CBON icon
3747
VanEck China Bond ETF
CBON
$26.3M
$35K ﹤0.01%
1,600
– –
CRWD icon
3748
CrowdStrike
CRWD
$189B
$35K ﹤0.01%
2,888
-452
-14% -$5.93K
DOG
3749
ProShares Short Dow30
DOG
$110M
$35K ﹤0.01%
716
– –
DTIL icon
3750
Precision BioSciences
DTIL
$181M
$35K ﹤0.01%
83
– –
148 149
150
151 152

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.