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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLU icon
3676
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$749M
$39K ﹤0.01%
341
– –
WLK icon
3677
Westlake Corp
WLK
$9.19B
$39K ﹤0.01%
556
+33
+6% +$2.22K
XMVM icon
3678
Invesco S&P MidCap Value with Momentum ETF
XMVM
$505M
$39K ﹤0.01%
1,100
-264
-19% -$8.93K
ENIC icon
3679
Enel Chile
ENIC
$6.29B
$38K ﹤0.01%
7,927
-9,453
-54% -$40.8K
ESI icon
3680
Element Solutions
ESI
$8.68B
$38K ﹤0.01%
3,243
+2,874
+779% +$31.7K
KRC icon
3681
Kilroy Realty
KRC
$4.6B
$38K ﹤0.01%
453
+175
+63% +$14.3K
LOGI icon
3682
Logitech
LOGI
$14.6B
$38K ﹤0.01%
860
+208
+32% +$8.87K
MBWM icon
3683
Mercantile Bank Corp
MBWM
$1.03B
$38K ﹤0.01%
1,039
+15
+1% +$527
MYGN icon
3684
Myriad Genetics
MYGN
$507M
$38K ﹤0.01%
1,403
-6
-0.4% -$165
PBH icon
3685
Prestige Consumer Healthcare
PBH
$2.37B
$38K ﹤0.01%
958
-305
-24% -$11.4K
PSCD icon
3686
Invesco S&P SmallCap Consumer Discretionary ETF
PSCD
$23.8M
$38K ﹤0.01%
590
– –
SHYF
3687
DELISTED
The Shyft Group
SHYF
$38K ﹤0.01%
2,100
– –
SLP icon
3688
Simulations Plus
SLP
$370M
$38K ﹤0.01%
1,304
+200
+18% +$6.78K
INEQ
3689
Columbia International Equity Income ETF
INEQ
$99.1M
$38K ﹤0.01%
1,472
-174
-11% -$4.48K
WIRE
3690
DELISTED
Encore Wire Corp
WIRE
$38K ﹤0.01%
642
-5
-0.8% -$287
KBAL
3691
DELISTED
Kimball International
KBAL
$38K ﹤0.01%
1,854
+1,748
+1,649% +$36K
EMCF
3692
DELISTED
Emclaire Financial Corp
EMCF
$38K ﹤0.01%
1,160
– –
SC
3693
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$38K ﹤0.01%
1,633
+2
+0.1% +$49
FLEU
3694
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN Series B
FLEU
$38K ﹤0.01%
243
– –
JPMV
3695
DELISTED
iShares Edge MSCI Min Vol Japan ETF
JPMV
$38K ﹤0.01%
555
– –
CCI.PRA
3696
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$38K ﹤0.01%
30
– –
EQM
3697
DELISTED
EQM Midstream Partners, LP
EQM
$38K ﹤0.01%
1,263
+952
+306% +$26.5K
LJPC
3698
DELISTED
La Jolla Pharmaceutical Company
LJPC
$38K ﹤0.01%
9,795
-625
-6% -$3.69K
AUPH icon
3699
Aurinia Pharmaceuticals
AUPH
$1.93B
$37K ﹤0.01%
1,850
– –
BIB icon
3700
ProShares Ultra NASDAQ Biotechnology
BIB
$84.3M
$37K ﹤0.01%
600
+500
+500% +$26.7K
146 147
148
149 150

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.