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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMCH
3651
DELISTED
BMC Stock Holdings, Inc
BMCH
$41K ﹤0.01%
1,445
+331
+30% +$9.31K
AAXJ icon
3652
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$40K ﹤0.01%
692
-714
-51% -$49.9K
CWEN icon
3653
Clearway Energy Class C
CWEN
$4.94B
$40K ﹤0.01%
2,008
-169
-8% -$3.27K
DEW icon
3654
WisdomTree Global High Dividend Fund
DEW
$148M
$40K ﹤0.01%
820
– –
MLI icon
3655
Mueller Industries
MLI
$14.8B
$40K ﹤0.01%
5,072
+272
+6% +$2.08K
TECL icon
3656
Direxion Daily Technology Bull 3x ETF
TECL
$5.1B
$40K ﹤0.01%
1,650
– –
YLDE icon
3657
ClearBridge Dividend Strategy ESG ETF
YLDE
$169M
$40K ﹤0.01%
1,204
– –
PRFT
3658
DELISTED
Perficient Inc
PRFT
$40K ﹤0.01%
875
-231
-21% -$9.42K
DBD
3659
DELISTED
Diebold Nixdorf Incorporated
DBD
$40K ﹤0.01%
3,740
-476
-11% -$4.23K
ARNA
3660
DELISTED
Arena Pharmaceuticals Inc
ARNA
$40K ﹤0.01%
857
-57
-6% -$2.69K
NMY
3661
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$40K ﹤0.01%
2,941
– –
CZZ
3662
DELISTED
Cosan Limited
CZZ
$40K ﹤0.01%
1,728
+1,723
+34,460% +$30.6K
AIG.WS
3663
DELISTED
American International Group, Inc.
AIG.WS
$40K ﹤0.01%
3,836
+414
+12% +$4.91K
AAOI icon
3664
Applied Optoelectronics
AAOI
$7.23B
$39K ﹤0.01%
3,285
-500
-13% -$5.33K
BHV icon
3665
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
$39K ﹤0.01%
2,325
– –
BV icon
3666
BrightView Holdings
BV
$1.23B
$39K ﹤0.01%
2,344
+624
+36% +$10.8K
DGRS icon
3667
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$405M
$39K ﹤0.01%
1,079
+108
+11% +$3.96K
GVAL icon
3668
Cambria Global Value ETF
GVAL
$583M
$39K ﹤0.01%
1,615
-39
-2% -$897
JMUB icon
3669
JPMorgan Municipal ETF
JMUB
$8.31B
$39K ﹤0.01%
728
– –
KFRC icon
3670
Kforce
KFRC
$1.01B
$39K ﹤0.01%
993
+92
+10% +$3.63K
LRN icon
3671
Stride
LRN
$3.53B
$39K ﹤0.01%
1,972
+189
+11% +$4.04K
MATX icon
3672
Matsons
MATX
$6.16B
$39K ﹤0.01%
993
-819
-45% -$31.2K
NBR icon
3673
Nabors Industries
NBR
$1.22B
$39K ﹤0.01%
275
+157
+133% +$16.5K
ONCY
3674
Oncolytics Biotech
ONCY
$89.9M
$39K ﹤0.01%
8,390
+7,000
+504% +$7.9K
SGU icon
3675
Star Group
SGU
$412M
$39K ﹤0.01%
4,082
– –
145 146
147
148 149

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.