Ladenburg Thalmann Financial Services’s iShares MSCI All Country Asia ex Japan ETF AAXJ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AAXJ Stock Details AAXJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$40K	Sell	692 -714	-51%	-$49.9K	﹤0.01%	3674
2019 Q3	$93K	Sell	1,406 -1,021	-42%	-$68.5K	﹤0.01%	2983
2019 Q2	$170K	Buy	2,427 +35	+1%	+$2.43K	﹤0.01%	2580
2019 Q1	$169K	Sell	2,392 -774	-24%	-$52.8K	﹤0.01%	2520
2018 Q4	$201K	Sell	3,166 -1,108	-26%	-$71.9K	﹤0.01%	2245
2018 Q3	$302K	Sell	4,274 -957	-18%	-$67.9K	﹤0.01%	1990
2018 Q2	$406K	Hold	5,231	–	–	﹤0.01%	1705
2018 Q1	$406K	Buy	5,231 +1,186	+29%	+$93.3K	﹤0.01%	1705
2017 Q4	$309K	Buy	4,045 +1,129	+39%	+$85.1K	﹤0.01%	1883
2017 Q3	$211K	Sell	2,916 -122	-4%	-$8.66K	﹤0.01%	2059
2017 Q2	$205K	Buy	3,038 +901	+42%	+$59.2K	﹤0.01%	2000
2017 Q1	$134K	Sell	2,137 -1,842	-46%	-$111K	﹤0.01%	2205
2016 Q4	$219K	Sell	3,979 -1,288	-24%	-$74.2K	﹤0.01%	1758
2016 Q3	$319K	Buy	5,267 +1,363	+35%	+$79.7K	﹤0.01%	1452
2016 Q2	$214K	Sell	3,904 -604	-13%	-$32.3K	﹤0.01%	1638
2016 Q1	$246K	Sell	4,508 -247	-5%	-$12.4K	﹤0.01%	1465
2015 Q4	$254K	Sell	4,755 -289	-6%	-$16.1K	﹤0.01%	1420
2015 Q3	$266K	Sell	5,044 -3,670	-42%	-$207K	0.01%	1292
2015 Q2	$549K	Buy	8,714 +2,019	+30%	+$135K	0.01%	1007
2015 Q1	$429K	Buy	6,695 +4,230	+172%	+$266K	0.01%	1124
2014 Q4	$151K	Sell	2,465 -21,715	-90%	-$1.33M	﹤0.01%	1622
2014 Q3	$1.47M	Buy	24,180 +22,991	+1,934%	+$1.48M	0.04%	380
2014 Q2	$75K	Buy	1,189 +539	+83%	+$33K	﹤0.01%	1780
2014 Q1	$38K	Hold	650	–	–	﹤0.01%	2143
2013 Q4	$39K	Hold	650	–	–	﹤0.01%	2079
2013 Q3	$38K	Hold	650	–	–	﹤0.01%	1992
2013 Q2	$36K	Buy	+650	New	+$37.8K	﹤0.01%	1936

Other funds holding AAXJ

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

Schroders London, United Kingdom $185M AUM 16.04% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

PVH

Psagot Value Holdings Tel Aviv, Israel $11M AUM 32.09% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AAXJ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its iShares MSCI All Country Asia ex Japan ETF (AAXJ) stake by 51% in Q4 2019, selling an estimated $49.9K and leaving 692 shares worth $40K. The position accounts for ﹤0.01% of the portfolio, ranked #3674.

Ladenburg Thalmann Financial Services first reported a position in AAXJ in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.47M in Q3 2014. 206 funds tracked by Wall St. Rank hold AAXJ as of Q4 2019.

Ladenburg Thalmann Financial Services held 692 shares of iShares MSCI All Country Asia ex Japan ETF worth $40K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 714 iShares MSCI All Country Asia ex Japan ETF shares in Q4 2019, an estimated $49.9K.
iShares MSCI All Country Asia ex Japan ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3674 holding.
Ladenburg Thalmann Financial Services first reported a position in iShares MSCI All Country Asia ex Japan ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's iShares MSCI All Country Asia ex Japan ETF position peaked at $1.47M in Q3 2014.
206 funds tracked by Wall St. Rank held iShares MSCI All Country Asia ex Japan ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.