Ladenburg Thalmann Financial Services’s Applied Optoelectronics AAOI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AAOI Stock Details AAOI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$39K	Sell	3,285 -500	-13%	-$5.33K	﹤0.01%	3686
2019 Q3	$42K	Sell	3,785 -1,538	-29%	-$15.4K	﹤0.01%	3560
2019 Q2	$54K	Buy	5,323 +850	+19%	+$9.09K	﹤0.01%	3400
2019 Q1	$55K	Sell	4,473 -940	-17%	-$14.2K	﹤0.01%	3339
2018 Q4	$84K	Sell	5,413 -4,362	-45%	-$87.9K	﹤0.01%	2870
2018 Q3	$241K	Sell	9,775 -185	-2%	-$7.25K	﹤0.01%	2163
2018 Q2	$250K	Hold	9,960	–	–	﹤0.01%	2058
2018 Q1	$250K	Sell	9,960 -83	-0.8%	-$2.58K	﹤0.01%	2058
2017 Q4	$380K	Buy	10,043 +1,555	+18%	+$68.6K	﹤0.01%	1735
2017 Q3	$548K	Buy	8,488 +1,838	+28%	+$130K	0.01%	1404
2017 Q2	$411K	Buy	6,650 +5,379	+423%	+$314K	﹤0.01%	1508
2017 Q1	$71K	Buy	+1,271	New	+$50.1K	﹤0.01%	2632

Other funds holding AAOI

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Kadensa Capital Central, Hong Kong $718M AUM 38.33% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AAOI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Applied Optoelectronics (AAOI) stake by 13% in Q4 2019, selling an estimated $5.33K and leaving 3,285 shares worth $39K. The position accounts for ﹤0.01% of the portfolio, ranked #3686.

Ladenburg Thalmann Financial Services first reported a position in AAOI in Q1 2017 and has held it in 12 quarters since. The position peaked at $548K in Q3 2017. 118 funds tracked by Wall St. Rank hold AAOI as of Q4 2019.

Ladenburg Thalmann Financial Services held 3,285 shares of Applied Optoelectronics worth $39K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 500 Applied Optoelectronics shares in Q4 2019, an estimated $5.33K.
Applied Optoelectronics made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3686 holding.
Ladenburg Thalmann Financial Services first reported a position in Applied Optoelectronics in Q1 2017 and has held it in 12 quarters since.
Ladenburg Thalmann Financial Services's Applied Optoelectronics position peaked at $548K in Q3 2017.
118 funds tracked by Wall St. Rank held Applied Optoelectronics as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.