Ladenburg Thalmann Financial Services’s Principal Active High Yield ETF YLD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio YLD Stock Details YLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$35K	Sell	1,684 -358	-18%	-$7.24K	﹤0.01%	3788
2019 Q3	$41K	Sell	2,042 -3,668	-64%	-$73.3K	﹤0.01%	3585
2019 Q2	$114K	Buy	5,710 +1,034	+22%	+$20.6K	﹤0.01%	2877
2019 Q1	$93K	Hold	4,676	–	–	﹤0.01%	2928
2018 Q4	$89K	Buy	4,676 +252	+6%	+$4.96K	﹤0.01%	2833
2018 Q3	$90K	Buy	4,424 +3,668	+485%	+$74.6K	﹤0.01%	2905
2018 Q2	$15K	Hold	756	–	–	﹤0.01%	4014
2018 Q1	$15K	Buy	+756	New	+$15.4K	﹤0.01%	4014

Other funds holding YLD

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

WCFA

Walkner Condon Financial Advisors Madison, Wisconsin $871M AUM 21.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PSI Advisors Tampa, Florida $430M AUM 23.45% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Ladenburg Thalmann Financial Services's YLD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Principal Active High Yield ETF (YLD) stake by 18% in Q4 2019, selling an estimated $7.24K and leaving 1,684 shares worth $35K. The position accounts for ﹤0.01% of the portfolio, ranked #3788.

Ladenburg Thalmann Financial Services first reported a position in YLD in Q1 2018 and has held it in 8 quarters since. The position peaked at $114K in Q2 2019. 22 funds tracked by Wall St. Rank hold YLD as of Q4 2019.

Ladenburg Thalmann Financial Services held 1,684 shares of Principal Active High Yield ETF worth $35K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 358 Principal Active High Yield ETF shares in Q4 2019, an estimated $7.24K.
Principal Active High Yield ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3788 holding.
Ladenburg Thalmann Financial Services first reported a position in Principal Active High Yield ETF in Q1 2018 and has held it in 8 quarters since.
Ladenburg Thalmann Financial Services's Principal Active High Yield ETF position peaked at $114K in Q2 2019.
22 funds tracked by Wall St. Rank held Principal Active High Yield ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.