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Principal Active High Yield ETF

22 hedge funds and large institutions have $17.8M invested in Principal Active High Yield ETF in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

100% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 4

36% more capital invested

Capital invested by funds: $13M → $17.8M (+$4.74M)

29% more funds holding

Funds holding: 1722 (+5)

2.68% more ownership

Funds ownership: 9.55%12.24% (+2.7%)

Holders
22
Holders Change
+5
Holders Change %
+29.41%
% of All Funds
0.43%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
8
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$5.38M +$449K +22,206 +9%
Citadel Advisors
2
Citadel Advisors
Florida
$2.54M +$135K +6,688 +6%
WCFA
3
Walkner Condon Financial Advisors
Wisconsin
$2.03M +$2.01M +99,210 New
LPL Financial
4
LPL Financial
California
$1.26M -$22.1K -1,094 -2%
Jane Street
5
Jane Street
New York
$1.01M -$684K -33,820 -41%
PA
6
PSI Advisors
Florida
$956K +$943K +46,662 New
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$942K +$102K +5,036 +12%
NFG
8
Next Financial Group
Texas
$726K +$716K +35,402 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$613K +$211K +10,418 +53%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$512K +$202K +9,998 +67%
UCFA
11
United Capital Financial Advisors
Texas
$484K +$167K +8,256 +54%
LWAC
12
Laurel Wealth Advisors (California)
California
$306K +$302K +14,928 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$281K +$277K +13,712 New
PAG
14
Private Advisor Group
New Jersey
$248K -$38.4K -1,900 -14%
RJA
15
Raymond James & Associates
Florida
$217K +$5.46K +270 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$113K
GRP
17
Global Retirement Partners
California
$61K +$27.1K +1,340 +81%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$35K -$7.24K -358 -18%
WEC
19
Winslow Evans & Crocker
Massachusetts
$16K
Bank of America
20
Bank of America
North Carolina
$13K +$12.9K +640 New
FHA
21
Flagship Harbor Advisors
Massachusetts
$12K
AF
22
Advisornet Financial
Minnesota
$1K
FTUS
23
Flow Traders U.S.
New York
-$381K -18,976 Closed

YLD Hedge Fund Activity: Q4 2019 in Review

22 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Principal Active High Yield ETF (YLD) for Q4 2019, worth a combined $17.8M — up 36% from $13M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new YLD positions and 1 closed out — a net gain of 5 holders — while 8 added to existing stakes and 4 trimmed.

The largest buyer was Next Financial Group, opening a new position worth an estimated $716K. The largest seller was Jane Street, cutting an estimated $684K.

  • 22 institutional investors held Principal Active High Yield ETF (YLD) as of Q4 2019, up from 17 in Q3 2019.
  • Funds reported $17.8M of Principal Active High Yield ETF stock for Q4 2019, up 36% quarter-over-quarter.
  • 6 funds opened new Principal Active High Yield ETF positions in Q4 2019 and 1 closed out, a net change of +5 holders.
  • The largest Principal Active High Yield ETF buyer in Q4 2019 was Next Financial Group, an estimated $716K added.
  • The largest Principal Active High Yield ETF seller in Q4 2019 was Jane Street, an estimated $684K sold.

Based on aggregated 13F filings for Q4 2019.