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Principal Active High Yield ETF
YLD

Overview Fund Activity

22 hedge funds and large institutions have $17.8M invested in Principal Active High Yield ETF in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
+5
Holders Change %
+29.41%
% of All Funds
0.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NFG
Next Financial Group
Texas
+$726K
2
AssetMark Inc
AssetMark Inc
California
+$455K
3
LWAC
Laurel Wealth Advisors (California)
California
+$306K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$281K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$213K

Top Sellers

1
Jane Street
Jane Street
New York
-$693K
2
FTUS
Flow Traders U.S.
New York
-$381K
3
PAG
Private Advisor Group
New Jersey
-$39K
4
LPL Financial
LPL Financial
California
-$22.4K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$7.44K
Name Holding Trade Value Shares
Change 		Shares
Change %
AssetMark Inc
1
AssetMark Inc
California
$5.38M +$455K +22,206 +9%
Citadel Advisors
2
Citadel Advisors
Florida
$2.54M +$137K +6,688 +6%
WCFA
3
Walkner Condon Financial Advisors
Wisconsin
$2.03M +$2.03M +99,210 New
LPL Financial
4
LPL Financial
California
$1.26M -$22.4K -1,094 -2%
Jane Street
5
Jane Street
New York
$1.01M -$693K -33,820 -41%
PA
6
PSI Advisors
Florida
$956K +$956K +46,662 New
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$942K +$103K +5,036 +12%
NFG
8
Next Financial Group
Texas
$726K +$726K +35,402 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$613K +$213K +10,418 +53%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$512K +$205K +9,998 +67%
UCFA
11
United Capital Financial Advisors
Texas
$484K +$169K +8,256 +54%
LWAC
12
Laurel Wealth Advisors (California)
California
$306K +$306K +14,928 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$281K +$281K +13,712 New
PAG
14
Private Advisor Group
New Jersey
$248K -$39K -1,900 -14%
RJA
15
Raymond James & Associates
Florida
$217K +$5.53K +270 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$113K – – –
GRP
17
Global Retirement Partners
California
$61K +$27.3K +1,340 +81%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$35K -$7.44K -358 -18%
WEC
19
Winslow Evans & Crocker
Massachusetts
$16K – – –
Bank of America
20
Bank of America
North Carolina
$13K +$13K +640 New
FHA
21
Flagship Harbor Advisors
Massachusetts
$12K – – –
AF
22
Advisornet Financial
Minnesota
$1K – – –
FTUS
23
Flow Traders U.S.
New York
– -$381K -18,976 Closed