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Principal Active High Yield ETF

21 hedge funds and large institutions have $209M invested in Principal Active High Yield ETF in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,059% more capital invested

Capital invested by funds: $9.68M → $209M (+$199M)

80.89% more ownership

Funds ownership: 4.13%85.02% (+81%)

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

11% more funds holding

Funds holding: 1921 (+2)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
21
Holders Change
+2
Holders Change %
+10.53%
% of All Funds
0.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$198M +$198M +9,494,200 New
Citadel Advisors
2
Citadel Advisors
Florida
$3.67M -$234K -11,244 -6%
Jane Street
3
Jane Street
New York
$1.46M +$880K +42,287 +152%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$1.13M +$1.13M +54,370 New
LPL Financial
5
LPL Financial
California
$893K +$46.1K +2,216 +5%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$795K -$55.3K -2,656 -6%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$662K -$35K -1,680 -5%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$575K +$41.9K +2,012 +8%
PA
9
PSI Advisors
Florida
$524K -$23.1K -1,110 -4%
DC
10
Davenport & Co
Virginia
$411K +$411K +19,727 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$355K
PWM
12
Prentice Wealth Management
New York
$301K +$34.4K +1,650 +13%
FTUS
13
Flow Traders U.S.
New York
$289K +$52.4K +2,519 +22%
HI
14
Harbour Investments
Wisconsin
$41K
NFG
15
Next Financial Group
Texas
$29K -$34K -1,635 -54%
AF
16
Advisornet Financial
Minnesota
$18K -$66.2K -3,180 -79%
Morgan Stanley
17
Morgan Stanley
New York
$16K +$15.7K +754 New
UBS Group
18
UBS Group
Switzerland
$15K +$13.7K +659 +1,220%
Osaic Holdings
19
Osaic Holdings
Arizona
$14K -$13.6K -651 -49%
Bank of America
20
Bank of America
North Carolina
$13K
FFN
21
Focus Financial Network
Minnesota
-$590K -28,180 Closed
LWM
22
Liberty Wealth Management
California
-$2K -78 Closed
Wells Fargo
23
Wells Fargo
California
-$21 -1 Closed
Fidelity Investments
24
Fidelity Investments
Massachusetts
+$42 +2 New

YLD Hedge Fund Activity: Q4 2021 in Review

21 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Principal Active High Yield ETF (YLD) for Q4 2021, worth a combined $209M — up 2,059% from $9.68M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new YLD positions and 3 closed out — a net gain of 2 holders — while 6 added to existing stakes and 7 trimmed.

The largest buyer was Principal Financial Group, opening a new position worth an estimated $198M. The largest seller was Focus Financial Network, exiting entirely with an estimated $590K sold.

  • 21 institutional investors held Principal Active High Yield ETF (YLD) as of Q4 2021, up from 19 in Q3 2021.
  • Funds reported $209M of Principal Active High Yield ETF stock for Q4 2021, up 2,059% quarter-over-quarter.
  • 5 funds opened new Principal Active High Yield ETF positions in Q4 2021 and 3 closed out, a net change of +2 holders.
  • The largest Principal Active High Yield ETF buyer in Q4 2021 was Principal Financial Group, an estimated $198M added.
  • The largest Principal Active High Yield ETF seller in Q4 2021 was Focus Financial Network, an estimated $590K sold.

Based on aggregated 13F filings for Q4 2021.