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Principal Active High Yield ETF
YLD

68 hedge funds and large institutions have $334M invested in Principal Active High Yield ETF in 2025 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

169% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 13

28% more capital invested

Capital invested by funds: $261M → $334M (+$73.5M)

11% more funds holding

Funds holding: 61 → 68 (+7)

0.3% less ownership

Funds ownership: 83.24% → 82.94% (-0.3%)

Holders
68
Holders Change
+7
Holders Change %
+11.48%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
35
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$20.4M
2
PS
Principal Securities
Iowa
+$12.9M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$11.6M
4
Wells Fargo
Wells Fargo
California
+$7.9M
5
LPL Financial
LPL Financial
California
+$5.6M

Top Sellers

1
LC
Legacy CG
Texas
-$6.28M
2
Goldman Sachs
Goldman Sachs
New York
-$1.47M
3
AAS
Ameritas Advisory Services
Nebraska
-$582K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$476K
5
OPAM
Ocean Park Asset Management
California
-$419K
Name Holding Trade Value Shares
Change 		Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$55.6M +$2.08M +107,944 +4%
PS
2
Principal Securities
Iowa
$41.1M +$12.9M +670,164 +46%
LPL Financial
3
LPL Financial
California
$33.1M +$5.6M +290,265 +21%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$31.4M +$11.6M +599,314 +59%
Ameriprise
5
Ameriprise
Minnesota
$20.5M +$20.4M +1,055,546 New
CWP
6
Cyndeo Wealth Partners
Florida
$18.2M -$86.6K -4,492 -0.5%
AIP
7
Ameritas Investment Partners
Nebraska
$16.1M +$1M +51,880 +7%
Raymond James Financial
8
Raymond James Financial
Florida
$14.6M +$3.01M +156,276 +26%
Wells Fargo
9
Wells Fargo
California
$12.7M +$7.9M +409,818 +168%
NAS
10
Nicolet Advisory Services
Wisconsin
$10.4M +$398K +20,642 +4%
JP Morgan Chase
11
JP Morgan Chase
New York
$9.25M +$717K +37,150 +8%
IWC
12
Integrated Wealth Concepts
Massachusetts
$7.69M +$2.3M +119,112 +43%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$7.57M +$1.94M +100,720 +35%
US Bancorp
14
US Bancorp
Minnesota
$5.38M +$102K +5,274 +2%
BWP
15
BlueStem Wealth Partners
Minnesota
$5.21M +$737K +38,228 +17%
NA
16
NewEdge Advisors
Louisiana
$4.3M +$2.05M +106,410 +93%
Envestnet Portfolio Solutions
17
Envestnet Portfolio Solutions
Illinois
$4.12M +$200K +10,362 +5%
MWM
18
Manske Wealth Management
Texas
$3.47M +$146K +7,588 +4%
ML
19
McAdam LLC
Pennsylvania
$3.33M +$485K +25,137 +17%
CPCP
20
Cedar Point Capital Partners
Iowa
$3.05M +$32.9K +1,704 +1%
DAS
21
Diversify Advisory Services
Utah
$2.47M +$2.5M +129,837 New
Mariner
22
Mariner
Kansas
$2.26M +$499K +25,870 +29%
Osaic Holdings
23
Osaic Holdings
Arizona
$1.91M +$292K +15,120 +18%
AA
24
AJ Advisors
Tennessee
$1.73M -$114K -5,886 -6%
Stifel Financial
25
Stifel Financial
Missouri
$1.71M -$104K -5,384 -6%
1
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YLD Hedge Fund Activity: Q3 2025 in Review

68 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Principal Active High Yield ETF (YLD) for Q3 2025, worth a combined $334M — up 28% from $261M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new YLD positions and 4 closed out — a net gain of 7 holders — while 35 added to existing stakes and 13 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $20.4M. The largest seller was Legacy CG, exiting entirely with an estimated $6.28M sold.

  • 68 institutional investors held Principal Active High Yield ETF (YLD) as of Q3 2025, up from 61 in Q2 2025.
  • Funds reported $334M of Principal Active High Yield ETF stock for Q3 2025, up 28% quarter-over-quarter.
  • 11 funds opened new Principal Active High Yield ETF positions in Q3 2025 and 4 closed out, a net change of +7 holders.
  • The largest Principal Active High Yield ETF buyer in Q3 2025 was Ameriprise, an estimated $20.4M added.
  • The largest Principal Active High Yield ETF seller in Q3 2025 was Legacy CG, an estimated $6.28M sold.

Based on aggregated 13F filings for Q3 2025.