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Principal Active High Yield ETF

35 hedge funds and large institutions have $121M invested in Principal Active High Yield ETF in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

52% more funds holding

Funds holding: 2335 (+12)

46% more capital invested

Capital invested by funds: $82.7M → $121M (+$38.1M)

4.64% more ownership

Funds ownership: 77.03%81.67% (+4.6%)

50% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 12

Holders
35
Holders Change
+12
Holders Change %
+52.17%
% of All Funds
0.51%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
15
Increased
6
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$42.5M +$1.05M +57,452 +3%
CWP
2
Cyndeo Wealth Partners
Florida
$15.3M +$167K +9,113 +1%
NAS
3
Nicolet Advisory Services
Wisconsin
$14.1M +$13.7M +751,304 New
SL
4
Systelligence LLC
Minnesota
$9.26M -$814K -44,496 -8%
AIP
5
Ameritas Investment Partners
Nebraska
$9.07M +$368K +20,128 +4%
SPG
6
Strategic Planning Group
Utah
$6.43M +$6.24M +341,073 New
CPCP
7
Cedar Point Capital Partners
Iowa
$4.71M +$4.57M +249,749 New
PS
8
Principal Securities
Iowa
$4.44M +$4.3M +235,322 New
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$2.82M +$1.86M +101,660 +212%
FWM
10
Fortress Wealth Management
California
$2.47M +$2.39M +130,766 New
AA
11
AJ Advisors
Tennessee
$1.99M +$1.93M +105,456 New
Jane Street
12
Jane Street
New York
$1.7M -$2.15M -117,795 -57%
LPL Financial
13
LPL Financial
California
$740K -$37.4K -2,044 -5%
KPWS
14
Kestra Private Wealth Services
Texas
$638K +$619K +33,830 New
BCI
15
Brinker Capital Investments
Pennsylvania
$626K -$9.51K -520 -2%
OPS
16
Orion Portfolio Solutions
Nebraska
$626K -$9.51K -520 -2%
FFN
17
Focus Financial Network
Minnesota
$516K +$497K +27,203 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$494K -$41.8K -2,286 -8%
AAS
19
Ameritas Advisory Services
Nebraska
$480K +$464K +25,376 New
OPAM
20
Ocean Park Asset Management
California
$415K +$402K +21,978 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$313K -$739K -40,394 -71%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$252K -$22.4K -1,227 -8%
GS
23
GTS Securities
New York
$241K -$217K -11,850 -48%
PA
24
PSI Advisors
Florida
$198K -$311 -17 -0.2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$177K -$33.9K -1,852 -17%

YLD Hedge Fund Activity: Q4 2023 in Review

35 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in Principal Active High Yield ETF (YLD) for Q4 2023, worth a combined $121M — up 46% from $82.7M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new YLD positions and 3 closed out — a net gain of 12 holders — while 6 added to existing stakes and 12 trimmed.

The largest buyer was Nicolet Advisory Services, opening a new position worth an estimated $13.7M. The largest seller was Jane Street, cutting an estimated $2.15M.

  • 35 institutional investors held Principal Active High Yield ETF (YLD) as of Q4 2023, up from 23 in Q3 2023.
  • Funds reported $121M of Principal Active High Yield ETF stock for Q4 2023, up 46% quarter-over-quarter.
  • 15 funds opened new Principal Active High Yield ETF positions in Q4 2023 and 3 closed out, a net change of +12 holders.
  • The largest Principal Active High Yield ETF buyer in Q4 2023 was Nicolet Advisory Services, an estimated $13.7M added.
  • The largest Principal Active High Yield ETF seller in Q4 2023 was Jane Street, an estimated $2.15M sold.

Based on aggregated 13F filings for Q4 2023.