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Principal Active High Yield ETF

19 hedge funds and large institutions have $9.63M invested in Principal Active High Yield ETF in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

19% more funds holding

Funds holding: 1619 (+3)

1.43% less ownership

Funds ownership: 9.59%8.17% (-1.4%)

13% less capital invested

Capital invested by funds: $11.1M → $9.63M (-$1.47M)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

Holders
19
Holders Change
+3
Holders Change %
+18.75%
% of All Funds
0.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$4.04M -$282K -14,050 -7%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$861K -$40 -2 -0%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$723K +$3.94K +196 +0.6%
LPL Financial
4
LPL Financial
California
$647K -$135K -6,706 -17%
FFN
5
Focus Financial Network
Minnesota
$575K +$566K +28,180 New
PA
6
PSI Advisors
Florida
$514K -$97.8K -4,868 -16%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$466K +$63.8K +3,178 +16%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$451K +$15.9K +792 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$328K +$205K +10,202 +173%
AF
10
Advisornet Financial
Minnesota
$317K -$346K -17,210 -53%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$268K -$99.5K -4,956 -27%
PWM
12
Prentice Wealth Management
New York
$210K +$207K +10,302 New
Osaic Holdings
13
Osaic Holdings
Arizona
$106K -$2.29K -114 -2%
NFG
14
Next Financial Group
Texas
$61K +$281 +14 +0.5%
HI
15
Harbour Investments
Wisconsin
$47K +$46.5K +2,316 New
Bank of America
16
Bank of America
North Carolina
$13K
UBS Group
17
UBS Group
Switzerland
$4K +$4.14K +206 New
WAP
18
Wealthcare Advisory Partners
Pennsylvania
$1K +$924 +46 New
Jane Street
19
Jane Street
New York
-$1.75M -87,934 Closed
Morgan Stanley
20
Morgan Stanley
New York
-$121K -6,116 Closed
Wells Fargo
21
Wells Fargo
California
+$40 +2 New

YLD Hedge Fund Activity: Q1 2021 in Review

19 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Principal Active High Yield ETF (YLD) for Q1 2021, worth a combined $9.63M — down 13% from $11.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new YLD positions and 2 closed out — a net gain of 4 holders — while 5 added to existing stakes and 7 trimmed.

The largest buyer was Focus Financial Network, opening a new position worth an estimated $566K. The largest seller was Jane Street, exiting entirely with an estimated $1.75M sold.

  • 19 institutional investors held Principal Active High Yield ETF (YLD) as of Q1 2021, up from 16 in Q4 2020.
  • Funds reported $9.63M of Principal Active High Yield ETF stock for Q1 2021, down 13% quarter-over-quarter.
  • 6 funds opened new Principal Active High Yield ETF positions in Q1 2021 and 2 closed out, a net change of +4 holders.
  • The largest Principal Active High Yield ETF buyer in Q1 2021 was Focus Financial Network, an estimated $566K added.
  • The largest Principal Active High Yield ETF seller in Q1 2021 was Jane Street, an estimated $1.75M sold.

Based on aggregated 13F filings for Q1 2021.