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Principal Active High Yield ETF

15 hedge funds and large institutions have $65M invested in Principal Active High Yield ETF in 2022 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

10% more capital invested

Capital invested by funds: $59.1M → $65M (+$5.95M)

8.32% more ownership

Funds ownership: 26.21%34.53% (+8.3%)

7% more funds holding

Funds holding: 1415 (+1)

Holders
15
Holders Change
+1
Holders Change %
+7.14%
% of All Funds
0.24%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$54.4M +$23.1K +1,291 +0%
Jane Street
2
Jane Street
New York
$6.25M +$4.17M +233,072 +199%
LPL Financial
3
LPL Financial
California
$727K +$101K +5,677 +16%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$721K +$2.06K +115 +0.3%
BCI
5
Brinker Capital Investments
Pennsylvania
$671K +$81.2K +4,544 +14%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$653K +$13.8K +770 +2%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$373K -$94.9K -5,310 -20%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$325K -$160K -8,936 -33%
PA
9
PSI Advisors
Florida
$293K -$10.5K -587 -3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$215K -$58.1K -3,251 -21%
Osaic Holdings
11
Osaic Holdings
Arizona
$203K +$203K +11,379 New
DC
12
Davenport & Co
Virginia
$194K -$6.7K -375 -3%
HI
13
Harbour Investments
Wisconsin
$33K
BWL
14
Bogart Wealth LLC
Virginia
$7.14K +$7.15K +400 New
UBS Group
15
UBS Group
Switzerland
-$48K -2,772 Closed

YLD Hedge Fund Activity: Q4 2022 in Review

15 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in Principal Active High Yield ETF (YLD) for Q4 2022, worth a combined $65M — up 10% from $59.1M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new YLD positions and 1 closed out — a net gain of 1 holder — while 6 added to existing stakes and 5 trimmed.

The largest buyer was Jane Street, adding an estimated $4.17M. The largest seller was Cetera Investment Advisers, cutting an estimated $160K.

  • 15 institutional investors held Principal Active High Yield ETF (YLD) as of Q4 2022, up from 14 in Q3 2022.
  • Funds reported $65M of Principal Active High Yield ETF stock for Q4 2022, up 10% quarter-over-quarter.
  • 2 funds opened new Principal Active High Yield ETF positions in Q4 2022 and 1 closed out, a net change of +1 holder.
  • The largest Principal Active High Yield ETF buyer in Q4 2022 was Jane Street, an estimated $4.17M added.
  • The largest Principal Active High Yield ETF seller in Q4 2022 was Cetera Investment Advisers, an estimated $160K sold.

Based on aggregated 13F filings for Q4 2022.