Ladenburg Thalmann Financial Services’s ALPS Clean Energy ETF ACES Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ACES Stock Details ACES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$31K	Sell	936 -166	-15%	-$5.3K	﹤0.01%	3848
2019 Q3	$34K	Buy	1,102 +509	+86%	+$15.6K	﹤0.01%	3685
2019 Q2	$18K	Buy	593 +93	+19%	+$2.63K	﹤0.01%	4109
2019 Q1	$13K	Hold	500	–	–	﹤0.01%	4238
2018 Q4	$11K	Buy	+500	New	+$12.1K	﹤0.01%	4207

Other funds holding ACES

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

CBU

CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ACES Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its ALPS Clean Energy ETF (ACES) stake by 15% in Q4 2019, selling an estimated $5.3K and leaving 936 shares worth $31K. The position accounts for ﹤0.01% of the portfolio, ranked #3848.

Ladenburg Thalmann Financial Services first reported a position in ACES in Q4 2018 and has held it in 5 quarters since. The position peaked at $34K in Q3 2019. 14 funds tracked by Wall St. Rank hold ACES as of Q4 2019.

Ladenburg Thalmann Financial Services held 936 shares of ALPS Clean Energy ETF worth $31K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 166 ALPS Clean Energy ETF shares in Q4 2019, an estimated $5.3K.
ALPS Clean Energy ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3848 holding.
Ladenburg Thalmann Financial Services first reported a position in ALPS Clean Energy ETF in Q4 2018 and has held it in 5 quarters since.
Ladenburg Thalmann Financial Services's ALPS Clean Energy ETF position peaked at $34K in Q3 2019.
14 funds tracked by Wall St. Rank held ALPS Clean Energy ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.