Ladenburg Thalmann Financial Services’s iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038 NIB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NIB Stock Details NIB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$31K	Buy	+1,190	New	+$34.6K	﹤0.01%	3870
2019 Q1	–	Sell	-2,400	Closed	-$67K	–	5394
2018 Q4	$67K	Buy	2,400 +2,150	+860%	+$54.6K	﹤0.01%	3045
2018 Q3	$6K	Sell	250 -100	-29%	-$2.65K	﹤0.01%	4542
2018 Q2	$11K	Hold	350	–	–	﹤0.01%	4215
2018 Q1	$11K	Sell	350 -4,800	-93%	-$128K	﹤0.01%	4215
2017 Q4	$118K	Sell	5,150 -907	-15%	-$22.5K	﹤0.01%	2603
2017 Q3	$151K	Buy	6,057 +907	+18%	+$21.2K	﹤0.01%	2313
2017 Q2	$120K	Buy	5,150 +4,498	+690%	+$106K	﹤0.01%	2404
2017 Q1	$17K	Buy	+652	New	+$16.8K	﹤0.01%	3667
2016 Q2	–	Sell	-363	Closed	-$14K	–	4872
2016 Q1	$14K	Sell	363 -322	-47%	-$12K	﹤0.01%	3516
2015 Q4	$28K	Buy	685 +282	+70%	+$11.8K	﹤0.01%	2990
2015 Q3	$16K	Buy	+403	New	+$16.8K	﹤0.01%	3251
2014 Q4	–	Sell	-2,241	Closed	-$98K	–	4462
2014 Q3	$98K	Buy	2,241 +1,351	+152%	+$56.4K	﹤0.01%	1608
2014 Q2	$36K	Sell	890 -513	-37%	-$20.2K	﹤0.01%	2256
2014 Q1	$54K	Buy	1,403 +859	+158%	+$32.7K	﹤0.01%	1912
2013 Q4	$19K	Buy	544 +26	+5%	+$945	﹤0.01%	2579
2013 Q3	$18K	Buy	+518	New	+$16.8K	﹤0.01%	2533

Other funds holding NIB

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

GRP

Global Retirement Partners San Rafael, California $5.64B AUM

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NIB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services opened a new position in iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038 (NIB) in Q4 2019: 1,190 shares worth $31K. The stake represents ﹤0.01% of the portfolio and ranks #3870 among its holdings. This is a return to the name: Ladenburg Thalmann Financial Services previously reported a position in NIB as recently as Q4 2018.

Ladenburg Thalmann Financial Services first reported a position in NIB in Q3 2013 and has held it in 17 quarters since. The position peaked at $151K in Q3 2017. 23 funds tracked by Wall St. Rank hold NIB as of Q4 2019.

Ladenburg Thalmann Financial Services held 1,190 shares of iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038 worth $31K as of Q4 2019.
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038 was a new Ladenburg Thalmann Financial Services position in Q4 2019.
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038 made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3870 holding.
Ladenburg Thalmann Financial Services first reported a position in iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038 in Q3 2013 and has held it in 17 quarters since.
Ladenburg Thalmann Financial Services's iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038 position peaked at $151K in Q3 2017.
23 funds tracked by Wall St. Rank held iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038 as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.