Ladenburg Thalmann Financial Services’s First Trust Asia Pacific ex-Japan AlphaDEX Fund FPA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FPA Stock Details FPA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$28K	Sell	1,011 -980	-49%	-$27.3K	﹤0.01%	3928
2019 Q3	$54K	Hold	1,991	–	–	﹤0.01%	3390
2019 Q2	$59K	Sell	1,991 -251	-11%	-$7.42K	﹤0.01%	3347
2019 Q1	$69K	Buy	2,242 +251	+13%	+$7.52K	﹤0.01%	3167
2018 Q4	$54K	Sell	1,991 -290	-13%	-$8.22K	﹤0.01%	3189
2018 Q3	$72K	Buy	2,281 +1,251	+121%	+$39.7K	﹤0.01%	3077
2018 Q2	$37K	Hold	1,030	–	–	﹤0.01%	3463
2018 Q1	$37K	Buy	1,030 +980	+1,960%	+$35.8K	﹤0.01%	3463
2017 Q4	$2K	Hold	50	–	–	﹤0.01%	4771
2017 Q3	$2K	Hold	50	–	–	﹤0.01%	4664
2017 Q2	$2K	Hold	50	–	–	﹤0.01%	4592
2017 Q1	$2K	Hold	50	–	–	﹤0.01%	4563
2016 Q4	$1K	Hold	50	–	–	﹤0.01%	4653
2016 Q3	$2K	Hold	50	–	–	﹤0.01%	4471
2016 Q2	$1K	Hold	50	–	–	﹤0.01%	4557
2016 Q1	$1K	Buy	+50	New	+$1.32K	﹤0.01%	4509

Other funds holding FPA

VCM

Vivaldi Capital Management Chicago, Illinois $723M AUM 30.89% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

Rathbones Group Liverpool, United Kingdom $27.1B AUM 20.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FPA Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) stake by 49% in Q4 2019, selling an estimated $27.3K and leaving 1,011 shares worth $28K. The position accounts for ﹤0.01% of the portfolio, ranked #3928.

Ladenburg Thalmann Financial Services first reported a position in FPA in Q1 2016 and has held it in 16 quarters since. The position peaked at $72K in Q3 2018. 21 funds tracked by Wall St. Rank hold FPA as of Q4 2019.

Ladenburg Thalmann Financial Services held 1,011 shares of First Trust Asia Pacific ex-Japan AlphaDEX Fund worth $28K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 980 First Trust Asia Pacific ex-Japan AlphaDEX Fund shares in Q4 2019, an estimated $27.3K.
First Trust Asia Pacific ex-Japan AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3928 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund in Q1 2016 and has held it in 16 quarters since.
Ladenburg Thalmann Financial Services's First Trust Asia Pacific ex-Japan AlphaDEX Fund position peaked at $72K in Q3 2018.
21 funds tracked by Wall St. Rank held First Trust Asia Pacific ex-Japan AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.