Ladenburg Thalmann Financial Services’s VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 UGAZ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio UGAZ Stock Details UGAZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$25K	Buy	+365	New	+$46.2K	﹤0.01%	4024
2018 Q1	–	Sell	-25	Closed	-$18K	–	5354
2017 Q4	$18K	Buy	25 +10	+67%	+$8.82K	﹤0.01%	3876
2017 Q3	$17K	Buy	15 +10	+200%	+$12.2K	﹤0.01%	3802
2017 Q2	$8K	Hold	5	–	–	﹤0.01%	4167
2017 Q1	$11K	Buy	+5	New	+$11.2K	﹤0.01%	3960

Other funds holding UGAZ

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

TSS

Two Sigma Securities New York $861M AUM 21.33% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

FWM

Focused Wealth Management Newburgh, New York $964M AUM 18.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's UGAZ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services opened a new position in VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 (UGAZ) in Q4 2019: 365 shares worth $25K. The stake represents ﹤0.01% of the portfolio and ranks #4024 among its holdings. This is a return to the name: Ladenburg Thalmann Financial Services previously reported a position in UGAZ as recently as Q4 2017.

Ladenburg Thalmann Financial Services first reported a position in UGAZ in Q1 2017 and has held it in 5 quarters since. 21 funds tracked by Wall St. Rank hold UGAZ as of Q4 2019.

Ladenburg Thalmann Financial Services held 365 shares of VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 worth $25K as of Q4 2019.
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 was a new Ladenburg Thalmann Financial Services position in Q4 2019.
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4024 holding.
Ladenburg Thalmann Financial Services first reported a position in VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 in Q1 2017 and has held it in 5 quarters since.
21 funds tracked by Wall St. Rank held VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.