Ladenburg Thalmann Financial Services’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$14K	Sell	869 -338	-28%	-$6.12K	﹤0.01%	4333
2019 Q3	$23K	Sell	1,207 -314	-21%	-$5.63K	﹤0.01%	3963
2019 Q2	$26K	Sell	1,521 -77	-5%	-$1.33K	﹤0.01%	3899
2019 Q1	$28K	Sell	1,598 -101	-6%	-$1.73K	﹤0.01%	3806
2018 Q4	$28K	Sell	1,699 -648	-28%	-$11.4K	﹤0.01%	3678
2018 Q3	$43K	Buy	2,347 +1,164	+98%	+$22.2K	﹤0.01%	3414
2018 Q2	$21K	Hold	1,183	–	–	﹤0.01%	3808
2018 Q1	$21K	Buy	1,183 +410	+53%	+$7.37K	﹤0.01%	3808
2017 Q4	$16K	Buy	773 +128	+20%	+$2.46K	﹤0.01%	3932
2017 Q3	$12K	Hold	645	–	–	﹤0.01%	4003
2017 Q2	$12K	Sell	645 -72	-10%	-$1.46K	﹤0.01%	3920
2017 Q1	$15K	Sell	717 -67	-9%	-$1.41K	﹤0.01%	3750
2016 Q4	$16K	Buy	784 +56	+8%	+$1.15K	﹤0.01%	3627
2016 Q3	$16K	Buy	728 +67	+10%	+$1.49K	﹤0.01%	3542
2016 Q2	$15K	Hold	661	–	–	﹤0.01%	3533
2016 Q1	$13K	Hold	661	–	–	﹤0.01%	3553
2015 Q4	$12K	Sell	661 -2,038	-76%	-$36.3K	﹤0.01%	3585
2015 Q3	$44K	Buy	2,699 +200	+8%	+$3.3K	﹤0.01%	2563
2015 Q2	$39K	Hold	2,499	–	–	﹤0.01%	2767
2015 Q1	$46K	Hold	2,499	–	–	﹤0.01%	2613
2014 Q4	$42K	Hold	2,499	–	–	﹤0.01%	2483
2014 Q3	$37K	Hold	2,499	–	–	﹤0.01%	2233
2014 Q2	$39K	Buy	2,499 +200	+9%	+$3.13K	﹤0.01%	2205
2014 Q1	$34K	Buy	2,299 +72	+3%	+$1.05K	﹤0.01%	2213
2013 Q4	$33K	Hold	2,227	–	–	﹤0.01%	2214
2013 Q3	$31K	Sell	2,227 -30	-1%	-$408	﹤0.01%	2158
2013 Q2	$31K	Buy	+2,257	New	+$32.6K	﹤0.01%	2055

Other funds holding ROIC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

CIM

Centersquare Investment Management Conshohocken, Pennsylvania $9.67B AUM 5.55% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Adelante Capital Management Alameda, California $1.46B AUM 8.98% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ROIC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Retail Opportunity Investments Corp. (ROIC) stake by 28% in Q4 2019, selling an estimated $6.12K and leaving 869 shares worth $14K. The position accounts for ﹤0.01% of the portfolio, ranked #4333.

Ladenburg Thalmann Financial Services first reported a position in ROIC in Q2 2013 and has held it in 27 quarters since. The position peaked at $46K in Q1 2015. 223 funds tracked by Wall St. Rank hold ROIC as of Q4 2019.

Ladenburg Thalmann Financial Services held 869 shares of Retail Opportunity Investments Corp. worth $14K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 338 Retail Opportunity Investments Corp. shares in Q4 2019, an estimated $6.12K.
Retail Opportunity Investments Corp. made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4333 holding.
Ladenburg Thalmann Financial Services first reported a position in Retail Opportunity Investments Corp. in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Retail Opportunity Investments Corp. position peaked at $46K in Q1 2015.
223 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.