Ladenburg Thalmann Financial Services’s PIMCO New York Municipal Income Fund II PNI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PNI Stock Details PNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$13K	Hold	1,051	–	–	﹤0.01%	4369
2019 Q3	$13K	Sell	1,051 -500	-32%	-$5.87K	﹤0.01%	4266
2019 Q2	$18K	Hold	1,551	–	–	﹤0.01%	4128
2019 Q1	$19K	Hold	1,551	–	–	﹤0.01%	4035
2018 Q4	$16K	Hold	1,551	–	–	﹤0.01%	3992
2018 Q3	$18K	Hold	1,551	–	–	﹤0.01%	3970
2018 Q2	$17K	Hold	1,551	–	–	﹤0.01%	3926
2018 Q1	$17K	Sell	1,551 -500	-24%	-$5.54K	﹤0.01%	3926
2017 Q4	$25K	Hold	2,051	–	–	﹤0.01%	3648
2017 Q3	$25K	Hold	2,051	–	–	﹤0.01%	3556
2017 Q2	$24K	Hold	2,051	–	–	﹤0.01%	3508
2017 Q1	$24K	Sell	2,051 -2,300	-53%	-$27.6K	﹤0.01%	3438
2016 Q4	$52K	Hold	4,351	–	–	﹤0.01%	2816
2016 Q3	$58K	Buy	4,351 +2,951	+211%	+$41.3K	﹤0.01%	2680
2016 Q2	$20K	Hold	1,400	–	–	﹤0.01%	3335
2016 Q1	$19K	Buy	1,400 +400	+40%	+$5.21K	﹤0.01%	3291
2015 Q4	$12K	Hold	1,000	–	–	﹤0.01%	3575
2015 Q3	$12K	Hold	1,000	–	–	﹤0.01%	3424
2015 Q2	$12K	Hold	1,000	–	–	﹤0.01%	3566
2015 Q1	$13K	Hold	1,000	–	–	﹤0.01%	3459
2014 Q4	$12K	Sell	1,000 -1,051	-51%	-$12.5K	﹤0.01%	3310
2014 Q3	$23K	Hold	2,051	–	–	﹤0.01%	2554
2014 Q2	$24K	Hold	2,051	–	–	﹤0.01%	2521
2014 Q1	$23K	Sell	2,051 -711	-26%	-$7.85K	﹤0.01%	2486
2013 Q4	$28K	Hold	2,762	–	–	﹤0.01%	2324
2013 Q3	$31K	Hold	2,762	–	–	﹤0.01%	2154
2013 Q2	$32K	Buy	+2,762	New	+$34.7K	﹤0.01%	2033

Other funds holding PNI

Claybrook Capital Wellesley, Massachusetts $175M AUM 10.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

BAAM

Baker Avenue Asset Management San Francisco, California $5.28B AUM 39.19% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PNI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its PIMCO New York Municipal Income Fund II (PNI) position steady in Q4 2019 at 1,051 shares worth $13K. The position accounts for ﹤0.01% of the portfolio, ranked #4369.

Ladenburg Thalmann Financial Services first reported a position in PNI in Q2 2013 and has held it in 27 quarters since. The position peaked at $58K in Q3 2016. 21 funds tracked by Wall St. Rank hold PNI as of Q4 2019.

Ladenburg Thalmann Financial Services held 1,051 shares of PIMCO New York Municipal Income Fund II worth $13K as of Q4 2019.
Ladenburg Thalmann Financial Services left its PIMCO New York Municipal Income Fund II share count unchanged in Q4 2019.
PIMCO New York Municipal Income Fund II made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4369 holding.
Ladenburg Thalmann Financial Services first reported a position in PIMCO New York Municipal Income Fund II in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's PIMCO New York Municipal Income Fund II position peaked at $58K in Q3 2016.
21 funds tracked by Wall St. Rank held PIMCO New York Municipal Income Fund II as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.