We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXT icon
4376
ProShares S&P 500 ex-Technology ETF
SPXT
$278M
$12K ﹤0.01%
205
– –
STOT icon
4377
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$501M
$12K ﹤0.01%
250
– –
TENB icon
4378
Tenable Holdings
TENB
$3.6B
$12K ﹤0.01%
538
+409
+317% +$9.96K
VSTM icon
4379
Verastem
VSTM
$510M
$12K ﹤0.01%
733
+608
+486% +$8.74K
WRAP icon
4380
Wrap Technologies
WRAP
$103M
$12K ﹤0.01%
1,800
+1,200
+200% +$5.5K
WSC icon
4381
WillScot Mobile Mini Holdings
WSC
$4.39B
$12K ﹤0.01%
653
+4
+0.6% +$67
ESHY
4382
DELISTED
Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF
ESHY
$12K ﹤0.01%
557
+325
+140% +$7.13K
QUOT
4383
DELISTED
Quotient Technology Inc
QUOT
$12K ﹤0.01%
1,176
+480
+69% +$4.6K
RUTH
4384
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$12K ﹤0.01%
565
-310
-35% -$6.82K
RFP
4385
DELISTED
Resolute Forest Products Inc.
RFP
$12K ﹤0.01%
2,008
-5,707
-74% -$23.7K
BSBE
4386
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$12K ﹤0.01%
443
– –
STON
4387
DELISTED
StoneMor Inc.
STON
$12K ﹤0.01%
8,778
+200
+2% +$231
PHAS
4388
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
$12K ﹤0.01%
2,000
– –
ISBC
4389
DELISTED
Investors Bancorp, Inc.
ISBC
$12K ﹤0.01%
1,035
+105
+11% +$1.26K
LMRKN
4390
DELISTED
Landmark Infrastructure Partners LP 7% Series C Fltg/Fxd Perpetual Conv Preferred Stock
LMRKN
$12K ﹤0.01%
504
-1,146
-69% -$30K
BSAE
4391
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$12K ﹤0.01%
416
-1,564
-79% -$40K
IEC
4392
DELISTED
IEC Electronics Corp.
IEC
$12K ﹤0.01%
1,302
– –
PER
4393
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$12K ﹤0.01%
14,674
-1,603
-10% -$2.06K
GCAP
4394
DELISTED
Gain Capital Holdings, Inc.
GCAP
$12K ﹤0.01%
+3,000
New +$12.9K
QHC
4395
DELISTED
Quorum Health Corporation
QHC
$12K ﹤0.01%
12,637
– –
HSKA
4396
DELISTED
Heska Corp
HSKA
$12K ﹤0.01%
125
+29
+30% +$2.51K
ANGO icon
4397
AngioDynamics
ANGO
$611M
$11K ﹤0.01%
705
-69
-9% -$1.05K
DOO
4398
Bombardier Recreational Products
DOO
$4.54B
$11K ﹤0.01%
242
– –
EWD icon
4399
iShares MSCI Sweden ETF
EWD
$546M
$11K ﹤0.01%
329
+3
+0.9% +$95
FMY
4400
First Trust Mortgage Income Fund
FMY
$49M
$11K ﹤0.01%
761
– –
174 175
176
177 178

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.