Ladenburg Thalmann Financial Services’s Gain Capital Holdings, Inc. GCAP Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GCAP Stock Details GCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$12K	Buy	+3,000	New	+$12.9K	﹤0.01%	4431
2019 Q2	–	Sell	-2,267	Closed	-$14K	–	5523
2019 Q1	$14K	Sell	2,267 -146	-6%	-$971	﹤0.01%	4231
2018 Q4	$15K	Hold	2,413	–	–	﹤0.01%	4058
2018 Q3	$16K	Hold	2,413	–	–	﹤0.01%	4056
2018 Q2	$16K	Hold	2,413	–	–	﹤0.01%	3983
2018 Q1	$16K	Buy	2,413 +140	+6%	+$1.05K	﹤0.01%	3983
2017 Q4	$23K	Hold	2,273	–	–	﹤0.01%	3709
2017 Q3	$15K	Hold	2,273	–	–	﹤0.01%	3868
2017 Q2	$14K	Buy	2,273 +145	+7%	+$943	﹤0.01%	3841
2017 Q1	$18K	Buy	+2,128	New	+$16.5K	﹤0.01%	3632
2016 Q1	–	Sell	-6	Closed	–	–	4875
2015 Q4	$0	Sell	6 -4	-40%	-$31	﹤0.01%	4840
2015 Q3	$0	Hold	10	–	–	﹤0.01%	4800
2015 Q2	$0	Hold	10	–	–	﹤0.01%	4810
2015 Q1	$0	Buy	+10	New	+$91	﹤0.01%	4702

Other funds holding GCAP

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

AWW

Alan W. Weber $336M AUM 75.94% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SCM

Signia Capital Management Spokane, Washington $55.7M AUM 10.78% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GCAP Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services opened a new position in Gain Capital Holdings, Inc. (GCAP) in Q4 2019: 3,000 shares worth $12K. The stake represents ﹤0.01% of the portfolio and ranks #4431 among its holdings. This is a return to the name: Ladenburg Thalmann Financial Services previously reported a position in GCAP as recently as Q1 2019.

Ladenburg Thalmann Financial Services first reported a position in GCAP in Q1 2015 and has held it in 14 quarters since. The position peaked at $23K in Q4 2017. 74 funds tracked by Wall St. Rank hold GCAP as of Q4 2019.

Ladenburg Thalmann Financial Services held 3,000 shares of Gain Capital Holdings, Inc. worth $12K as of Q4 2019.
Gain Capital Holdings, Inc. was a new Ladenburg Thalmann Financial Services position in Q4 2019.
Gain Capital Holdings, Inc. made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4431 holding.
Ladenburg Thalmann Financial Services first reported a position in Gain Capital Holdings, Inc. in Q1 2015 and has held it in 14 quarters since.
Ladenburg Thalmann Financial Services's Gain Capital Holdings, Inc. position peaked at $23K in Q4 2017.
74 funds tracked by Wall St. Rank held Gain Capital Holdings, Inc. as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.