Ladenburg Thalmann Financial Services’s China Fund CHN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CHN Stock Details CHN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$12K	Hold	555	–	–	﹤0.01%	4391
2019 Q3	$11K	Hold	555	–	–	﹤0.01%	4337
2019 Q2	$11K	Buy	+555	New	+$11.1K	﹤0.01%	4378
2018 Q3	–	Sell	-368	Closed	-$8K	–	5160
2018 Q2	$8K	Hold	368	–	–	﹤0.01%	4356
2018 Q1	$8K	Hold	368	–	–	﹤0.01%	4356
2017 Q4	$8K	Hold	368	–	–	﹤0.01%	4295
2017 Q3	$7K	Hold	368	–	–	﹤0.01%	4228
2017 Q2	$7K	Hold	368	–	–	﹤0.01%	4183
2017 Q1	$6K	Sell	368 -165	-31%	-$2.65K	﹤0.01%	4218
2016 Q4	$8K	Buy	533 +165	+45%	+$2.6K	﹤0.01%	3999
2016 Q3	$6K	Hold	368	–	–	﹤0.01%	4056
2016 Q2	$5K	Hold	368	–	–	﹤0.01%	4112
2016 Q1	$5K	Hold	368	–	–	﹤0.01%	4054
2015 Q4	$6K	Hold	368	–	–	﹤0.01%	3948
2015 Q3	$6K	Sell	368 -1,750	-83%	-$30K	﹤0.01%	3814
2015 Q2	$42K	Hold	2,118	–	–	﹤0.01%	2705
2015 Q1	$41K	Hold	2,118	–	–	﹤0.01%	2698
2014 Q4	$39K	Buy	+2,118	New	+$44.2K	﹤0.01%	2514
2014 Q1	–	Sell	-83	Closed	-$2K	–	3762
2013 Q4	$2K	Buy	+83	New	+$1.87K	﹤0.01%	3492

Other funds holding CHN

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

IAT Reinsurance New York $310M AUM 13.37% 1-Year Est. Return

FWSM

First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CHN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its China Fund (CHN) position steady in Q4 2019 at 555 shares worth $12K. The position accounts for ﹤0.01% of the portfolio, ranked #4391.

Ladenburg Thalmann Financial Services first reported a position in CHN in Q4 2013 and has held it in 19 quarters since. The position peaked at $42K in Q2 2015. 39 funds tracked by Wall St. Rank hold CHN as of Q4 2019.

Ladenburg Thalmann Financial Services held 555 shares of China Fund worth $12K as of Q4 2019.
Ladenburg Thalmann Financial Services left its China Fund share count unchanged in Q4 2019.
China Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4391 holding.
Ladenburg Thalmann Financial Services first reported a position in China Fund in Q4 2013 and has held it in 19 quarters since.
Ladenburg Thalmann Financial Services's China Fund position peaked at $42K in Q2 2015.
39 funds tracked by Wall St. Rank held China Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.