Ladenburg Thalmann Financial Services’s Nuveen ESG 1-5 Year US Aggregate Bond ETF NUSA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NUSA Stock Details NUSA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$10K	Buy	397 +2	+0.5%	+$50	﹤0.01%	4488
2019 Q3	$10K	Buy	395 +2	+0.5%	+$50	﹤0.01%	4393
2019 Q2	$10K	Sell	393 -26	-6%	-$642	﹤0.01%	4436
2019 Q1	$11K	Buy	419 +110	+36%	+$2.69K	﹤0.01%	4317
2018 Q4	$8K	Buy	309 +1	+0.3%	+$24	﹤0.01%	4401
2018 Q3	$7K	Buy	+308	New	+$7.49K	﹤0.01%	4450

Other funds holding NUSA

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NUSA Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) stake by 0.51% in Q4 2019, buying an estimated $50 and bringing the position to 397 shares worth $10K. The position accounts for ﹤0.01% of the portfolio, ranked #4488.

Ladenburg Thalmann Financial Services first reported a position in NUSA in Q3 2018 and has held it in 6 quarters since. The position peaked at $11K in Q1 2019. 12 funds tracked by Wall St. Rank hold NUSA as of Q4 2019.

Ladenburg Thalmann Financial Services held 397 shares of Nuveen ESG 1-5 Year US Aggregate Bond ETF worth $10K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 2 Nuveen ESG 1-5 Year US Aggregate Bond ETF shares in Q4 2019, an estimated $50.
Nuveen ESG 1-5 Year US Aggregate Bond ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4488 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen ESG 1-5 Year US Aggregate Bond ETF in Q3 2018 and has held it in 6 quarters since.
Ladenburg Thalmann Financial Services's Nuveen ESG 1-5 Year US Aggregate Bond ETF position peaked at $11K in Q1 2019.
12 funds tracked by Wall St. Rank held Nuveen ESG 1-5 Year US Aggregate Bond ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.