Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
12 hedge funds and large institutions have $24.7M invested in Nuveen ESG 1-5 Year US Aggregate Bond ETF in 2019 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 3
9% more funds holding
Funds holding: 11 → 12 (+1)
9% more capital invested
Capital invested by funds: $22.7M → $24.7M (+$2.02M)
6.95% more ownership
Funds ownership: 82.7% → 89.64% (+6.9%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
+$1.04M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$733K |
| 3 |
Jane Street
New York
|
+$385K |
| 4 |
CA
Cetera Advisors
Denver,
Colorado
|
+$87.8K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$40.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AG
Advisor Group
Phoenix,
Arizona
|
-$284K |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$90.6K |
| 3 |
IWM
IHT Wealth Management
Chicago,
Illinois
|
-$25K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
N
1
Nuveen
Charlotte,
North Carolina
| $15.2M | – | – | – |
|
|
2
Bank of America
Charlotte,
North Carolina
| $3.48M | +$733K | +29,340 | +27% |
|
|
3
Jane Street
New York
| $2.03M | +$385K | +15,405 | +23% |
|
|
CFA
4
Carroll Financial Associates
Charlotte,
North Carolina
| $1.04M | +$1.04M | +41,672 | New |
|
|
CA
5
Cetera Advisors
Denver,
Colorado
| $956K | +$87.8K | +3,515 | +10% |
|
|
AG
6
Advisor Group
Phoenix,
Arizona
| $590K | -$284K | -11,363 | -33% |
|
|
7
Citadel Advisors
Miami,
Florida
| $574K | -$90.6K | -3,629 | -14% |
|
|
SWP
8
Stratos Wealth Partners
Beachwood,
Ohio
| $358K | – | – | – |
|
|
IWM
9
IHT Wealth Management
Chicago,
Illinois
| $216K | -$25K | -1,000 | -10% |
|
10
Royal Bank of Canada
Toronto,
Ontario, Canada
| $154K | +$20.9K | +835 | +16% |
|
|
11
UBS Group
Zurich,
Switzerland
| $49K | +$40.6K | +1,624 | +506% |
|
|
LTFS
12
Ladenburg Thalmann Financial Services
Miami,
Florida
| $10K | +$50 | +2 | +0.5% |
|
NUSA Hedge Fund Activity: Q3 2019 in Review
12 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) for Q3 2019, worth a combined $24.7M — up 8.9% from $22.7M a quarter earlier.
Buyers outnumbered sellers: 1 fund opened new NUSA positions and 0 closed out — a net gain of 1 holder — while 6 added to existing stakes and 3 trimmed.
The largest buyer was Carroll Financial Associates, opening a new position worth an estimated $1.04M. The largest seller was Advisor Group, cutting an estimated $284K.
- 12 institutional investors held Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) as of Q3 2019, up from 11 in Q2 2019.
- Funds reported $24.7M of Nuveen ESG 1-5 Year US Aggregate Bond ETF stock for Q3 2019, up 8.9% quarter-over-quarter.
- 1 fund opened new Nuveen ESG 1-5 Year US Aggregate Bond ETF positions in Q3 2019 and 0 closed out, a net change of +1 holder.
- The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF buyer in Q3 2019 was Carroll Financial Associates, an estimated $1.04M added.
- The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF seller in Q3 2019 was Advisor Group, an estimated $284K sold.
Based on aggregated 13F filings for Q3 2019.