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Nuveen ESG 1-5 Year US Aggregate Bond ETF

17 hedge funds and large institutions have $24.2M invested in Nuveen ESG 1-5 Year US Aggregate Bond ETF in 2020 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $22.5M → $24.2M (+$1.63M)

6% more funds holding

Funds holding: 1617 (+1)

3.1% less ownership

Funds ownership: 58.78%55.68% (-3.1%)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

Holders
17
Holders Change
+1
Holders Change %
+6.25%
% of All Funds
0.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
7
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$7.66M
Citadel Advisors
2
Citadel Advisors
Florida
$4.84M -$438K -17,171 -8%
Bank of America
3
Bank of America
North Carolina
$3.56M -$151K -5,934 -4%
Jane Street
4
Jane Street
New York
$1.42M +$761K +29,811 +116%
LPL Financial
5
LPL Financial
California
$1.25M -$61.7K -2,419 -5%
CA
6
Cetera Advisors
Colorado
$1.19M +$148K +5,794 +14%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$989K +$989K +38,765 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$854K +$854K +33,474 New
SWP
9
Stratos Wealth Partners
Ohio
$828K +$51.8K +2,030 +7%
FTUS
10
Flow Traders U.S.
New York
$800K -$252K -9,858 -24%
UBS Group
11
UBS Group
Switzerland
$245K +$202K +7,923 +475%
DAS
12
Dynamic Advisor Solutions
Arizona
$200K -$92.2K -3,615 -32%
Osaic Holdings
13
Osaic Holdings
Arizona
$192K +$1.4K +55 +0.7%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$119K -$12.8K -500 -10%
AF
15
Allworth Financial
California
$2K -$995 -39 -32%
CFA
16
Carroll Financial Associates
North Carolina
$2K
Morgan Stanley
17
Morgan Stanley
New York
$2K

NUSA Hedge Fund Activity: Q4 2020 in Review

17 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) for Q4 2020, worth a combined $24.2M — up 7.3% from $22.5M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new NUSA positions and 0 closed out — a net gain of 2 holders — while 5 added to existing stakes and 7 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $989K. The largest seller was Citadel Advisors, cutting an estimated $438K.

  • 17 institutional investors held Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) as of Q4 2020, up from 16 in Q3 2020.
  • Funds reported $24.2M of Nuveen ESG 1-5 Year US Aggregate Bond ETF stock for Q4 2020, up 7.3% quarter-over-quarter.
  • 2 funds opened new Nuveen ESG 1-5 Year US Aggregate Bond ETF positions in Q4 2020 and 0 closed out, a net change of +2 holders.
  • The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF buyer in Q4 2020 was Envestnet Asset Management, an estimated $989K added.
  • The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF seller in Q4 2020 was Citadel Advisors, an estimated $438K sold.

Based on aggregated 13F filings for Q4 2020.