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Nuveen ESG 1-5 Year US Aggregate Bond ETF

17 hedge funds and large institutions have $37.8M invested in Nuveen ESG 1-5 Year US Aggregate Bond ETF in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

34% more capital invested

Capital invested by funds: $28.3M → $37.8M (+$9.56M)

10.53% more ownership

Funds ownership: 77.35%87.88% (+11%)

0% more funds holding

Funds holding: 1717 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
17
Holders Change
Holders Change %
0%
% of All Funds
0.27%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$16.1M +$5.45M +239,516 +51%
N
2
Nuveen
North Carolina
$6.79M
Citadel Advisors
3
Citadel Advisors
Florida
$4.55M +$4.56M +200,763 New
Jane Street
4
Jane Street
New York
$4.48M +$3.88M +170,674 +633%
Bank of America
5
Bank of America
North Carolina
$1.74M -$236K -10,384 -12%
CA
6
Cetera Advisors
Colorado
$1.3M -$214K -9,411 -14%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$820K +$817K +35,924 New
PFBT
8
Parkside Financial Bank & Trust
Missouri
$559K +$291K +12,789 +108%
RJA
9
Raymond James & Associates
Florida
$479K +$162K +7,104 +51%
SWP
10
Stratos Wealth Partners
Ohio
$474K -$41.8K -1,840 -8%
PSF
11
Pacific Sun Financial
California
$249K -$269K -11,830 -52%
NA
12
NewEdge Advisors
Louisiana
$159K +$56.5K +2,485 +55%
Osaic Holdings
13
Osaic Holdings
Arizona
$102K +$45.1K +1,984 +79%
SPIA
14
Steward Partners Investment Advisory
New York
$20.4K -$3.02K -133 -13%
CTWM
15
Cherry Tree Wealth Management
Minnesota
$4.46K
AF
16
Allworth Financial
California
$1.98K +$23 +1 +1%
DFA
17
DHJJ Financial Advisors
Illinois
$23 +$23 +1 New
SMF
18
Sterling Manor Financial
New York
-$4.36M -190,751 Closed
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
-$293K -12,830 Closed
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
-$43K -1,863 Closed

NUSA Hedge Fund Activity: Q3 2023 in Review

17 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) for Q3 2023, worth a combined $37.8M — up 34% from $28.3M a quarter earlier.

Fund positioning in NUSA was balanced in Q3 2023: 3 funds opened new positions, 3 closed out, 7 added to existing stakes and 5 trimmed.

The largest buyer was LPL Financial, adding an estimated $5.45M. The largest seller was Sterling Manor Financial, exiting entirely with an estimated $4.36M sold.

  • 17 institutional investors held Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $37.8M of Nuveen ESG 1-5 Year US Aggregate Bond ETF stock for Q3 2023, up 34% quarter-over-quarter.
  • 3 funds opened new Nuveen ESG 1-5 Year US Aggregate Bond ETF positions in Q3 2023 and 3 closed out, a net change of 0 holders.
  • The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF buyer in Q3 2023 was LPL Financial, an estimated $5.45M added.
  • The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF seller in Q3 2023 was Sterling Manor Financial, an estimated $4.36M sold.

Based on aggregated 13F filings for Q3 2023.