Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
12 hedge funds and large institutions have $24.5M invested in Nuveen ESG 1-5 Year US Aggregate Bond ETF in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 1 closing their positions.
0% more funds holding
Funds holding: 12 → 12 (0)
0% more first-time investments, than exits
New positions opened: 1 | Existing positions closed: 1
1% less capital invested
Capital invested by funds: $24.7M → $24.5M (-$236K)
7.98% less ownership
Funds ownership: 89.64% → 81.66% (-8%)
33% less repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 6
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$502K |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$498K |
| 3 |
SWP
Stratos Wealth Partners
Beachwood,
Ohio
|
+$269K |
| 4 |
IAA
Independent Advisor Alliance
Charlotte,
North Carolina
|
+$259K |
| 5 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$50 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
-$957K |
| 2 |
AG
Advisor Group
Phoenix,
Arizona
|
-$394K |
| 3 |
IWM
IHT Wealth Management
Chicago,
Illinois
|
-$216K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$50.8K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$40.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
N
1
Nuveen
Charlotte,
North Carolina
| $15.2M | – | – | – |
|
|
2
Bank of America
Charlotte,
North Carolina
| $3.42M | -$50.8K | -2,032 | -1% |
|
|
3
Jane Street
New York
| $2.52M | +$502K | +20,077 | +25% |
|
|
4
Citadel Advisors
Miami,
Florida
| $1.07M | +$498K | +19,924 | +87% |
|
|
CA
5
Cetera Advisors
Denver,
Colorado
| $931K | -$23.3K | -931 | -2% |
|
|
SWP
6
Stratos Wealth Partners
Beachwood,
Ohio
| $624K | +$269K | +10,745 | +75% |
|
|
IAA
7
Independent Advisor Alliance
Charlotte,
North Carolina
| $259K | +$259K | +10,360 | New |
|
|
AG
8
Advisor Group
Phoenix,
Arizona
| $195K | -$394K | -15,753 | -67% |
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| $152K | -$875 | -35 | -0.6% |
|
|
CFA
10
Carroll Financial Associates
Charlotte,
North Carolina
| $85K | -$957K | -38,261 | -92% |
|
|
LTFS
11
Ladenburg Thalmann Financial Services
Miami,
Florida
| $10K | +$50 | +2 | +0.5% |
|
|
12
UBS Group
Zurich,
Switzerland
| $8K | -$40.6K | -1,624 | -83% |
|
|
IWM
13
IHT Wealth Management
Chicago,
Illinois
| – | -$216K | -8,605 | Closed |
|
NUSA Hedge Fund Activity: Q4 2019 in Review
12 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) for Q4 2019, worth a combined $24.5M — down 0.96% from $24.7M a quarter earlier.
Fund positioning in NUSA was balanced in Q4 2019: 1 fund opened new positions, 1 closed out, 4 added to existing stakes and 6 trimmed.
The largest buyer was Jane Street, adding an estimated $502K. The largest seller was Carroll Financial Associates, cutting an estimated $957K.
- 12 institutional investors held Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) as of Q4 2019, unchanged from Q3 2019.
- Funds reported $24.5M of Nuveen ESG 1-5 Year US Aggregate Bond ETF stock for Q4 2019, down 0.96% quarter-over-quarter.
- 1 fund opened new Nuveen ESG 1-5 Year US Aggregate Bond ETF positions in Q4 2019 and 1 closed out, a net change of 0 holders.
- The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF buyer in Q4 2019 was Jane Street, an estimated $502K added.
- The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF seller in Q4 2019 was Carroll Financial Associates, an estimated $957K sold.
Based on aggregated 13F filings for Q4 2019.