Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
11 hedge funds and large institutions have $29M invested in Nuveen ESG 1-5 Year US Aggregate Bond ETF in 2020 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
18% more capital invested
Capital invested by funds: $24.5M → $29M (+$4.52M)
0% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 4
4.06% less ownership
Funds ownership: 81.66% → 77.6% (-4.1%)
8% less funds holding
Funds holding: 12 → 11 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$13.7M |
| 2 |
CA
Cetera Advisors
Denver,
Colorado
|
+$109K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$20.8K |
| 4 |
SWP
Stratos Wealth Partners
Beachwood,
Ohio
|
+$11.7K |
| 5 |
AF
Allworth Financial
Folsom,
California
|
+$4.02K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
N
Nuveen
Charlotte,
North Carolina
|
-$7.7M |
| 2 |
Jane Street
New York
|
-$1.5M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$584K |
| 4 |
IAA
Independent Advisor Alliance
Charlotte,
North Carolina
|
-$259K |
| 5 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
-$50.2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Bank of America
Charlotte,
North Carolina
| $17M | +$13.7M | +547,778 | +400% |
|
|
N
2
Nuveen
Charlotte,
North Carolina
| $7.47M | -$7.7M | -308,500 | -51% |
|
3
Osaic Holdings
Scottsdale,
Arizona
| $1.07M | +$1.07M | +42,895 | New |
|
|
CA
4
Cetera Advisors
Denver,
Colorado
| $1.04M | +$109K | +4,383 | +12% |
|
|
5
Jane Street
New York
| $1.02M | -$1.5M | -59,984 | -59% |
|
|
SWP
6
Stratos Wealth Partners
Beachwood,
Ohio
| $635K | +$11.7K | +470 | +2% |
|
|
7
Citadel Advisors
Miami,
Florida
| $484K | -$584K | -23,385 | -55% |
|
8
Royal Bank of Canada
Toronto,
Ontario, Canada
| $152K | – | – | – |
|
|
CFA
9
Carroll Financial Associates
Charlotte,
North Carolina
| $34K | -$50.2K | -2,013 | -59% |
|
|
10
UBS Group
Zurich,
Switzerland
| $29K | +$20.8K | +834 | +260% |
|
|
AF
11
Allworth Financial
Folsom,
California
| $4K | +$4.02K | +161 | New |
|
|
IAA
12
Independent Advisor Alliance
Charlotte,
North Carolina
| – | -$259K | -10,360 | Closed |
|
NUSA Hedge Fund Activity: Q1 2020 in Review
11 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) for Q1 2020, worth a combined $29M — up 18% from $24.5M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new NUSA positions and 1 closed out — a net gain of 1 holder — while 4 added to existing stakes and 4 trimmed.
The largest buyer was Bank of America, adding an estimated $13.7M. The largest seller was Nuveen, cutting an estimated $7.7M.
- 11 institutional investors held Nuveen ESG 1-5 Year US Aggregate Bond ETF (NUSA) as of Q1 2020, down from 12 in Q4 2019.
- Funds reported $29M of Nuveen ESG 1-5 Year US Aggregate Bond ETF stock for Q1 2020, up 18% quarter-over-quarter.
- 2 funds opened new Nuveen ESG 1-5 Year US Aggregate Bond ETF positions in Q1 2020 and 1 closed out, a net change of +1 holder.
- The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF buyer in Q1 2020 was Bank of America, an estimated $13.7M added.
- The largest Nuveen ESG 1-5 Year US Aggregate Bond ETF seller in Q1 2020 was Nuveen, an estimated $7.7M sold.
Based on aggregated 13F filings for Q1 2020.