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Nuveen ESG 1-5 Year US Aggregate Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$6.21M +$488K +21,046 +9%
Thrivent Financial for Lutherans
2
Thrivent Financial for Lutherans
Minnesota
$4.3M -$167K -7,181 -4%
Morgan Stanley
3
Morgan Stanley
New York
$3.82M +$650K +28,042 +20%
LPL Financial
4
LPL Financial
California
$2.69M +$226K +9,762 +9%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2M -$103K -4,423 -5%
Raymond James Financial
6
Raymond James Financial
Florida
$1.13M +$50K +2,155 +5%
AssetMark Inc
7
AssetMark Inc
California
$1.11M +$85.9K +3,703 +8%
PFBT
8
Parkside Financial Bank & Trust
Missouri
$738K +$56.9K +2,452 +8%
US Bancorp
9
US Bancorp
Minnesota
$461K
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$417K +$417K +18,000 New
AC
11
Apella Capital
Connecticut
$372K
SWP
12
Stratos Wealth Partners
Ohio
$357K
FTUS
13
Flow Traders U.S.
New York
$315K -$970K -41,847 -75%
Osaic Holdings
14
Osaic Holdings
Arizona
$287K +$251K +10,833 +698%
GRP
15
Global Retirement Partners
California
$78.1K +$78.1K +3,370 New
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$49.9K +$70 +3 +0.1%
SPIA
17
Steward Partners Investment Advisory
New York
$26.9K +$7.4K +319 +38%
NA
18
NewEdge Advisors
Louisiana
$12.2K
SMBT
19
Southern Michigan Bank & Trust
Michigan
$9.27K
CFD
20
Creative Financial Designs
Indiana
$3.04K
AF
21
Allworth Financial
California
$2.25K +$23 +1 +1%
UBS Group
22
UBS Group
Switzerland
$185 +$186 +8 New
Goldman Sachs
23
Goldman Sachs
New York
-$430K -18,442 Closed
Jane Street
24
Jane Street
New York
-$262K -11,246 Closed
DFA
25
DHJJ Financial Advisors
Illinois
-$24 -1 Closed