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Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
USD 6.21 M +USD 488 k +21,046 +9%
Thrivent Financial for Lutherans
2
Thrivent Financial for Lutherans
Minnesota
USD 4.3 M -USD 167 k -7,181 -4%
Morgan Stanley
3
Morgan Stanley
New York
USD 3.82 M +USD 650 k +28,042 +20%
LPL Financial
4
LPL Financial
California
USD 2.69 M +USD 226 k +9,762 +9%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
USD 2 M -USD 103 k -4,423 -5%
Raymond James Financial
6
Raymond James Financial
Florida
USD 1.13 M +USD 50 k +2,155 +5%
AssetMark Inc
7
AssetMark Inc
California
USD 1.11 M +USD 85.9 k +3,703 +8%
Parkside Financial Bank & Trust
8
Parkside Financial Bank & Trust
Missouri
USD 738 k +USD 56.9 k +2,452 +8%
US Bancorp
9
US Bancorp
Minnesota
USD 461 k – – –
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
USD 417 k +USD 417 k +18,000 Nuevas
Apella Capital
11
Apella Capital
Connecticut
USD 372 k – – –
Stratos Wealth Partners
12
Stratos Wealth Partners
Ohio
USD 357 k – – –
Flow Traders U.S.
13
Flow Traders U.S.
New York
USD 315 k -USD 970 k -41,847 -75%
Osaic Holdings
14
Osaic Holdings
Arizona
USD 287 k +USD 251 k +10,833 +698%
Global Retirement Partners
15
Global Retirement Partners
California
USD 78.1 k +USD 78.1 k +3,370 Nuevas
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
USD 49.9 k +USD 70 +3 +0.1%
Steward Partners Investment Advisory
17
Steward Partners Investment Advisory
New York
USD 26.9 k +USD 7.4 k +319 +38%
CTWM
18
Cherry Tree Wealth Management
Minnesota
USD 14.5 k – – –
NewEdge Advisors
19
NewEdge Advisors
Louisiana
USD 12.2 k – – –
SMBT
20
Southern Michigan Bank & Trust
Michigan
USD 9.27 k – – –
Creative Financial Designs
21
Creative Financial Designs
Indiana
USD 3.04 k – – –
Allworth Financial
22
Allworth Financial
California
USD 2.25 k +USD 23 +1 +1%
UBS Group
23
UBS Group
Switzerland
USD 185 +USD 186 +8 Nuevas
Goldman Sachs
24
Goldman Sachs
New York
– -USD 430 k -18,442 Cerradas
Jane Street
25
Jane Street
New York
– -USD 262 k -11,246 Cerradas
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