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Nuveen ESG 1-5 Year US Aggregate Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
1
Thrivent Financial for Lutherans
Minnesota
$5M +$4.98M +212,992 New
Envestnet Portfolio Solutions
2
Envestnet Portfolio Solutions
Illinois
$4.26M +$894K +38,289 +27%
LPL Financial
3
LPL Financial
California
$3.16M -$25.6K -1,097 -0.8%
Morgan Stanley
4
Morgan Stanley
New York
$2.38M +$246K +10,542 +12%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$1.99M +$5.42K +232 +0.3%
FCG
6
Financial Connections Group
California
$1.97M +$139K +5,971 +8%
FTUS
7
Flow Traders U.S.
New York
$1.79M +$1.79M +76,487 New
AssetMark Inc
8
AssetMark Inc
California
$920K +$104K +4,431 +13%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$804K +$76.9K +3,292 +11%
SPIA
10
Steward Partners Investment Advisory
New York
$734K +$47K +2,014 +7%
Raymond James Financial
11
Raymond James Financial
Florida
$635K +$98.9K +4,233 +19%
PFBT
12
Parkside Financial Bank & Trust
Missouri
$627K +$5.96K +255 +1%
US Bancorp
13
US Bancorp
Minnesota
$499K
Osaic Holdings
14
Osaic Holdings
Arizona
$423K +$160K +6,866 +61%
SWP
15
Stratos Wealth Partners
Ohio
$382K
VAS
16
Vestmark Advisory Solutions
Massachusetts
$374K -$202K -8,634 -35%
Jane Street
17
Jane Street
New York
$341K +$340K +14,542 New
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$205K
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$200K -$38K -1,627 -16%
Bank of America
20
Bank of America
North Carolina
$136K -$89.8K -3,845 -40%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$83.6K +$83.3K +3,564 New
GRP
22
Global Retirement Partners
California
$65.2K +$631 +27 +1%
NA
23
NewEdge Advisors
Louisiana
$24K
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$20K +$20.2K +863 New
CTWM
25
Cherry Tree Wealth Management
Minnesota
$14.6K +$9.97K +427 +217%