Ladenburg Thalmann Financial Services’s First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF CARZ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CARZ Stock Details CARZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$10K	Buy	289 +29	+11%	+$971	﹤0.01%	4474
2019 Q3	$8K	Sell	260 -1,350	-84%	-$43.1K	﹤0.01%	4477
2019 Q2	$54K	Sell	1,610 -500	-24%	-$16.7K	﹤0.01%	3404
2019 Q1	$70K	Sell	2,110 -700	-25%	-$23.4K	﹤0.01%	3151
2018 Q4	$88K	Buy	2,810 +650	+30%	+$21.7K	﹤0.01%	2836
2018 Q3	$78K	Sell	2,160 -68	-3%	-$2.5K	﹤0.01%	2996
2018 Q2	$91K	Hold	2,228	–	–	﹤0.01%	2806
2018 Q1	$91K	Buy	2,228 +62	+3%	+$2.65K	﹤0.01%	2806
2017 Q4	$91K	Sell	2,166 -499	-19%	-$20.9K	﹤0.01%	2792
2017 Q3	$107K	Buy	2,665 +2,001	+301%	+$76.3K	﹤0.01%	2556
2017 Q2	$24K	Buy	664 +263	+66%	+$9.54K	﹤0.01%	3493
2017 Q1	$15K	Buy	401 +233	+139%	+$8.43K	﹤0.01%	3722
2016 Q4	$6K	Hold	168	–	–	﹤0.01%	4116
2016 Q3	$6K	Hold	168	–	–	﹤0.01%	4055
2016 Q2	$5K	Sell	168 -215	-56%	-$6.92K	﹤0.01%	4109
2016 Q1	$13K	Hold	383	–	–	﹤0.01%	3537
2015 Q4	$14K	Buy	383 +1	+0.3%	+$37	﹤0.01%	3460
2015 Q3	$13K	Buy	382 +167	+78%	+$6.04K	﹤0.01%	3364
2015 Q2	$8K	Sell	215 -332	-61%	-$13.6K	﹤0.01%	3813
2015 Q1	$22K	Buy	+547	New	+$21.4K	﹤0.01%	3116

Other funds holding CARZ

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

EDRH

Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return

PCFFS

Pacific Center for Financial Services San Ramon, California $394M AUM 13.95% 1-Year Est. Return

BWL

Bogart Wealth LLC Mclean, Virginia $2.92B AUM 23.85% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CARZ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF (CARZ) stake by 11% in Q4 2019, buying an estimated $971 and bringing the position to 289 shares worth $10K. The position accounts for ﹤0.01% of the portfolio, ranked #4474.

Ladenburg Thalmann Financial Services first reported a position in CARZ in Q1 2015 and has held it in 20 quarters since. The position peaked at $107K in Q3 2017. 12 funds tracked by Wall St. Rank hold CARZ as of Q4 2019.

Ladenburg Thalmann Financial Services held 289 shares of First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF worth $10K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 29 First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF shares in Q4 2019, an estimated $971.
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4474 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF in Q1 2015 and has held it in 20 quarters since.
Ladenburg Thalmann Financial Services's First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF position peaked at $107K in Q3 2017.
12 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.