We are live on ! Find out more
FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
-0.71%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$19.8M
AUM Growth
-$17.8M
Cap. Flow
-$17.7M
Cap. Flow %
-89.41%
Top 10 Hldgs %
100%
Holding
5
New
–
Increased
–
Reduced
1
Closed
1

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$14M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$3.68M

Sector Composition

Rank Sector Weight
1 Financials 2.76%
2 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCS.PRD.CL
1
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$7.85M 39.72%
301,716
-139,323
-32% -$3.68M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$6.39M 32.32%
4,950
– –
KMI.PRA
3
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$4.98M 25.21%
149,900
– –
COOP
4
DELISTED
Mr. Cooper
COOP
$545K 2.76%
32,663
– –
KMI icon
5
Kinder Morgan
KMI
$72.4B
– –
-792,300
Closed -$14M

Similar funds

WFC
West Face Capital Toronto, Ontario, Canada $16.6M AUM 18.79% 1-Year Est. Return
FHAM
Folger Hill Asset Management New York $16.5M AUM 19.96% 1-Year Est. Return
EMC
EIG Management Company Washington D.c., District of Columbia $15.4M AUM 75.32% 1-Year Est. Return
PAM
PT Asset Management Chicago, Illinois $13.7M AUM 9.34% 1-Year Est. Return
SAM
Solaris Asset Management New York $12.8M AUM 28.06% 1-Year Est. Return
IP
Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return
PI
Pharmstandard International Luxembourg $29M AUM 3.25% 1-Year Est. Return
CIG
Candlewood Investment Group Rye, New York $10.1M AUM 30% 1-Year Est. Return

Flaherty & Crumrine's Q3 2018 Portfolio in Review

As of Q3 2018, Flaherty & Crumrine held 5 positions worth $19.8M, down 47% from $37.5M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine withdrew a net $17.7M in Q3 2018, closing 1 position and reducing 1 holding. Its most notable exit was Kinder Morgan, an estimated $14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.8% of assets, up from 1.4% a quarter earlier, followed by Energy.

  • Flaherty & Crumrine's biggest Q3 2018 reduction was Barclays Bank Plc, cutting an estimated $3.68M.
  • Flaherty & Crumrine fully exited Kinder Morgan in Q3 2018, selling an estimated $14M.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $19.8M portfolio in Q3 2018.
  • Flaherty & Crumrine opened 0 new positions and closed 1 in Q3 2018.
  • Flaherty & Crumrine's portfolio value fell 47% quarter-over-quarter to $19.8M.

Based on Flaherty & Crumrine's 13F filing for Q3 2018, filed 7 Nov 2018.